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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$81.8M
Cap. Flow
+$48.6M
Cap. Flow %
3.72%
Top 10 Hldgs %
27.9%
Holding
662
New
78
Increased
286
Reduced
189
Closed
69

Top Buys

Rank Stock Value
1
NIC icon
Nicolet Bankshares
NIC
+$16.2M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$8.35M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.91M
4
BND icon
Vanguard Total Bond Market
BND
+$7.14M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.26M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.93M
2
AAPL icon
Apple
AAPL
+$7.06M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$6.77M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.39M
5
PG icon
Procter & Gamble
PG
+$5.17M

Sector Composition

Rank Sector Weight
1 Financials 5.39%
2 Industrials 5.32%
3 Healthcare 3.73%
4 Technology 3.29%
5 Consumer Staples 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
26
ConocoPhillips
COP
$147B
$11.2M 0.86%
258,170
+7,174
+3% +$298K
EEM icon
27
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$10.6M 0.81%
281,717
-22,504
-7% -$823K
CAT icon
28
Caterpillar
CAT
$375B
$10.5M 0.8%
117,944
+9,651
+9% +$790K
HYG icon
29
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$9.9M 0.76%
113,364
+19,363
+21% +$1.67M
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.77M 0.75%
157,168
+31,862
+25% +$1.95M
SPY icon
31
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$9.58M 0.73%
44,282
+1,870
+4% +$404K
SCHX icon
32
Schwab US Large- Cap ETF
SCHX
$71.8B
$9.34M 0.71%
1,086,198
+126,522
+13% +$1.09M
BND icon
33
Vanguard Total Bond Market
BND
$157B
$8.81M 0.67%
104,709
+84,828
+427% +$7.14M
MSFT icon
34
Microsoft
MSFT
$3.45T
$8.32M 0.64%
144,109
+1,348
+0.9% +$76.1K
WFC icon
35
Wells Fargo
WFC
$261B
$8.24M 0.63%
185,882
+18,179
+11% +$870K
GE icon
36
GE Aerospace
GE
$374B
$7.98M 0.61%
56,110
-4,119
-7% -$615K
SCHM icon
37
Schwab US Mid-Cap ETF
SCHM
$14.5B
$7.7M 0.59%
530,655
+63,300
+14% +$915K
IVV icon
38
iShares Core S&P 500 ETF
IVV
$878B
$7.27M 0.56%
33,449
-6,163
-16% -$1.34M
EFA icon
39
iShares MSCI EAFE ETF
EFA
$78B
$6.88M 0.53%
116,433
+11,100
+11% +$644K
IWF icon
40
iShares Russell 1000 Growth ETF
IWF
$121B
$6.86M 0.53%
263,660
+72
+0% +$1.87K
SCHA icon
41
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$6.58M 0.5%
457,432
+53,020
+13% +$752K
JNJ icon
42
Johnson & Johnson
JNJ
$618B
$6.44M 0.49%
54,489
-626
-1% -$75.9K
KR icon
43
Kroger
KR
$35.4B
$6.4M 0.49%
215,325
+185
+0.1% +$6.15K
IEMG icon
44
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$6.29M 0.48%
137,858
+15,828
+13% +$703K
FXH icon
45
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$6.24M 0.48%
102,853
-13,617
-12% -$828K
PSX icon
46
Phillips 66
PSX
$84.9B
$6.15M 0.47%
76,429
-17,207
-18% -$1.34M
RTN
47
DELISTED
Raytheon Company
RTN
$6.12M 0.47%
44,925
-357
-0.8% -$49.6K
XOM icon
48
ExxonMobil
XOM
$644B
$6.09M 0.47%
69,773
-6,414
-8% -$569K
JNK icon
49
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$6.08M 0.46%
55,165
+7,199
+15% +$783K
IWD icon
50
iShares Russell 1000 Value ETF
IWD
$82.2B
$5.78M 0.44%
54,681
-484
-0.9% -$51K
1
2
3 4 5

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QAM
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BTIS
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SII Investments's Q3 2016 Portfolio in Review

As of Q3 2016, SII Investments held 662 positions worth $1.31B, up 6.7% from $1.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments deployed $48.6M of net new capital in Q3 2016, opening 78 new positions and adding to 286 existing holdings. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.6% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $7.93M trimmed.

  • SII Investments's largest Q3 2016 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.
  • SII Investments added most to Nicolet Bankshares in Q3 2016, an estimated $16.2M increase.
  • SII Investments's biggest Q3 2016 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.93M.
  • SII Investments fully exited Invesco S&P 500 Pure Growth ETF in Q3 2016, selling an estimated $2.15M.
  • SII Investments's ten largest holdings make up 28% of its $1.31B portfolio in Q3 2016.
  • SII Investments opened 78 new positions and closed 69 in Q3 2016.
  • SII Investments's portfolio value rose 6.7% quarter-over-quarter to $1.31B.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.