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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
-0.91%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$746M
AUM Growth
+$48.3M
Cap. Flow
+$61.6M
Cap. Flow %
8.26%
Top 10 Hldgs %
20.86%
Holding
532
New
53
Increased
253
Reduced
154
Closed
26

Top Buys

Rank Stock Value
1
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.3M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.15M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.96M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$2.87M
5
PG icon
Procter & Gamble
PG
+$2.76M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$1.34M
2
SFL icon
SFL Corp
SFL
+$1.26M
3
CPB icon
Campbell Soup
CPB
+$1.22M
4
IHE icon
iShares US Pharmaceuticals ETF
IHE
+$1.15M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$1.09M

Sector Composition

Rank Sector Weight
1 Energy 7.36%
2 Industrials 6.35%
3 Consumer Staples 5.59%
4 Financials 5.49%
5 Healthcare 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
451
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$212K 0.03%
+4,802
New +$214K
DEM icon
452
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.95B
$211K 0.03%
+4,359
New +$227K
RY icon
453
Royal Bank of Canada
RY
$294B
$211K 0.03%
2,961
– –
PDP icon
454
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$209K 0.03%
+5,285
New +$208K
BRK.A icon
455
Berkshire Hathaway Class A
BRK.A
$1.12T
$207K 0.03%
+1
New +$200K
VFH icon
456
Vanguard Financials ETF
VFH
$13.8B
$206K 0.03%
+4,425
New +$206K
IJT icon
457
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$203K 0.03%
3,584
+2
+0.1% +$117
DAL icon
458
Delta Air Lines
DAL
$61.3B
$202K 0.03%
+5,575
New +$213K
BIDU icon
459
Baidu
BIDU
$37.7B
$201K 0.03%
915
-320
-26% -$67.7K
EMR icon
460
Emerson Electric
EMR
$91B
$201K 0.03%
3,206
-171
-5% -$11.1K
IEI icon
461
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$201K 0.03%
1,653
-160
-9% -$19.4K
PHDG icon
462
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.9M
$200K 0.03%
+6,939
New +$199K
UAA icon
463
Under Armour
UAA
$2.88B
$200K 0.03%
5,784
-1,706
-23% -$56.9K
OKS
464
DELISTED
Oneok Partners LP
OKS
$200K 0.03%
3,600
-126
-3% -$7.18K
BKMU
465
DELISTED
Bank Mutual Corp
BKMU
$194K 0.03%
30,264
+1,863
+7% +$11.7K
MEN
466
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$193K 0.03%
17,195
– –
KNL
467
DELISTED
Knoll, Inc.
KNL
$190K 0.03%
+10,980
New +$196K
FSD
468
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$178K 0.02%
10,373
-6,665
-39% -$117K
SABA
469
Saba Capital Income & Opportunities Fund II
SABA
$224M
$168K 0.02%
10,566
+1,506
+17% +$24.2K
DSU icon
470
BlackRock Debt Strategies Fund
DSU
$593M
$166K 0.02%
14,415
-211
-1% -$2.51K
PEY icon
471
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$162K 0.02%
12,894
+2,407
+23% +$30.4K
BKCC
472
DELISTED
BlackRock Capital Investment Corporation
BKCC
$155K 0.02%
+18,019
New +$163K
FRA icon
473
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$149K 0.02%
10,638
+49
+0.5% +$699
LEO
474
BNY Mellon Strategic Municipals
LEO
$384M
$147K 0.02%
17,459
– –
TAC icon
475
TransAlta
TAC
$4.01B
$140K 0.02%
13,371
+1,406
+12% +$16.1K
17 18
19
20 21

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 24.72% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2014 Portfolio in Review

As of Q3 2014, SII Investments held 532 positions worth $746M, up 6.9% from $697M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SII Investments deployed $61.6M of net new capital in Q3 2014, opening 53 new positions and adding to 253 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 358,602 shares worth $243K.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, down from 8.3% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $1.34M trimmed.

  • SII Investments's largest Q3 2014 buy was Schwab US Broad Market ETF: 358,602 shares worth $243K.
  • SII Investments added most to Vanguard Morningstar Small-Cap ETF in Q3 2014, an estimated $3.3M increase.
  • SII Investments's biggest Q3 2014 reduction was Enterprise Products Partners, cutting an estimated $1.34M.
  • SII Investments fully exited SFL Corp in Q3 2014, selling an estimated $1.26M.
  • SII Investments's ten largest holdings make up 21% of its $746M portfolio in Q3 2014.
  • SII Investments opened 53 new positions and closed 26 in Q3 2014.
  • SII Investments's portfolio value rose 6.9% quarter-over-quarter to $746M.

Based on SII Investments's 13F filing for Q3 2014, filed 23 Oct 2014.