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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$795M
AUM Growth
-$74.4M
Cap. Flow
-$102M
Cap. Flow %
-12.84%
Top 10 Hldgs %
28.09%
Holding
583
New
30
Increased
132
Reduced
262
Closed
124

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.22M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.07M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.39M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.08M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.63M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.2M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.83M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.69M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$7.32M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$7.19M

Sector Composition

Rank Sector Weight
1 Industrials 6.65%
2 Financials 5.47%
3 Energy 4.82%
4 Healthcare 4.59%
5 Technology 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUM
426
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$160K 0.02%
11,670
-1,065
-8% -$14.2K
GSG icon
427
iShares S&P GSCI Commodity-Indexed Trust
GSG
$952M
$155K 0.02%
+10,757
New +$171K
FDI
428
DELISTED
FORT DEARBORN INCOME SECS
FDI
$154K 0.02%
+10,560
New +$153K
X
429
DELISTED
US Steel
X
$152K 0.02%
18,959
+1,411
+8% +$13.9K
ENY
430
DELISTED
Invesco Canadian Energy Income ETF
ENY
$141K 0.02%
20,932
-66
-0.3% -$507
DDD icon
431
3D Systems Corp
DDD
$593M
$138K 0.02%
14,530
+3,152
+28% +$32.5K
DSU icon
432
BlackRock Debt Strategies Fund
DSU
$593M
$136K 0.02%
13,382
– –
KHI
433
DELISTED
Deutsche High Income Trust
KHI
$115K 0.01%
14,535
– –
PFO
434
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$114K 0.01%
10,750
-500
-4% -$5.34K
LEO
435
BNY Mellon Strategic Municipals
LEO
$384M
$113K 0.01%
13,223
-1,037
-7% -$8.65K
FCX icon
436
Freeport-McMoran
FCX
$97.1B
$108K 0.01%
15,864
+247
+2% +$2.35K
FAX
437
abrdn Asia-Pacific Income Fund
FAX
$594M
$100K 0.01%
+3,602
New +$99.2K
NAVB
438
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$95K 0.01%
3,551
-965
-21% -$33.5K
ACTG icon
439
Acacia Research
ACTG
$439M
$94K 0.01%
21,880
-550
-2% -$3.64K
SVU
440
DELISTED
SUPERVALU Inc.
SVU
$75K 0.01%
1,583
– –
MHY
441
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$65K 0.01%
14,174
– –
OIL
442
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$65K 0.01%
10,383
-23,502
-69% -$182K
KUST
443
Kustom Entertainment Inc
KUST
$878K
– –
0
– –
SPPP
444
Sprott Physical Platinum and Palladium Trust
SPPP
$617M
$63K 0.01%
10,200
– –
LNCO
445
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$54K 0.01%
46,772
-1,608
-3% -$3.25K
TAC icon
446
TransAlta
TAC
$4.01B
$48K 0.01%
14,021
+1,963
+16% +$8.48K
SDRL
447
DELISTED
Seadrill Limited Common Stock
SDRL
$45K 0.01%
50
-22
-31% -$34.5K
SQNM
448
DELISTED
SEQUENOM INC NEW
SQNM
$31K ﹤0.01%
18,566
– –
DHF
449
BNY Mellon High Yield Strategies Fund
DHF
$174M
$30K ﹤0.01%
10,000
– –
NGD
450
DELISTED
New Gold Inc
NGD
$28K ﹤0.01%
+11,608
New +$28.7K
16 17
18
19 20

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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q4 2015 Portfolio in Review

As of Q4 2015, SII Investments held 583 positions worth $795M, down 8.6% from $869M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments withdrew a net $102M in Q4 2015, closing 124 positions and reducing 262 holdings. Its most notable exit was Vanguard FTSE All-World ex-US ETF, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 5.9% a quarter earlier, followed by Financials and Energy.

Against the trend, SII Investments opened a new position in Schwab U.S Small- Cap ETF worth $3.54M.

  • SII Investments's largest Q4 2015 buy was Schwab U.S Small- Cap ETF: 272,048 shares worth $3.54M.
  • SII Investments added most to Vanguard FTSE Developed Markets ETF in Q4 2015, an estimated $5.22M increase.
  • SII Investments's biggest Q4 2015 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $10.2M.
  • SII Investments fully exited Vanguard FTSE All-World ex-US ETF in Q4 2015, selling an estimated $8.83M.
  • SII Investments's ten largest holdings make up 28% of its $795M portfolio in Q4 2015.
  • SII Investments opened 30 new positions and closed 124 in Q4 2015.
  • SII Investments's portfolio value fell 8.6% quarter-over-quarter to $795M.

Based on SII Investments's 13F filing for Q4 2015, filed 16 Feb 2016.