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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$795M
AUM Growth
-$74.4M
Cap. Flow
-$102M
Cap. Flow %
-12.84%
Top 10 Hldgs %
28.09%
Holding
583
New
30
Increased
132
Reduced
262
Closed
124

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.22M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.07M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.39M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.08M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.63M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.2M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.83M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.69M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$7.32M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$7.19M

Sector Composition

Rank Sector Weight
1 Industrials 6.65%
2 Financials 5.47%
3 Energy 4.82%
4 Healthcare 4.59%
5 Technology 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
401
Texas Instruments
TXN
$254B
$225K 0.03%
4,126
-972
-19% -$54.3K
VOOG icon
402
Vanguard S&P 500 Growth ETF
VOOG
$27B
$225K 0.03%
+12,936
New +$225K
FVD icon
403
First Trust Value Line Dividend Fund
FVD
$8.37B
$223K 0.03%
9,311
-503
-5% -$12.1K
VFC icon
404
VF Corp
VFC
$5.98B
$223K 0.03%
+3,791
New +$237K
VXUS icon
405
Vanguard Total International Stock ETF
VXUS
$158B
$223K 0.03%
4,940
+14
+0.3% +$649
ESRX
406
DELISTED
Express Scripts Holding Company
ESRX
$222K 0.03%
2,565
-890
-26% -$76.2K
DNP icon
407
DNP Select Income Fund
DNP
$4.03B
$219K 0.03%
24,510
-111,762
-82% -$1.05M
FIF
408
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$218K 0.03%
15,026
+1,071
+8% +$17.4K
LNT icon
409
Alliant Energy
LNT
$18.2B
$216K 0.03%
6,968
-822
-11% -$24.7K
MHFI
410
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$214K 0.03%
+2,166
New +$205K
IXJ icon
411
iShares Global Healthcare ETF
IXJ
$4.13B
$213K 0.03%
4,146
-1,226
-23% -$63.1K
IXP icon
412
iShares Global Comm Services ETF
IXP
$571M
$210K 0.03%
3,537
-1,701
-32% -$101K
VT icon
413
Vanguard Total World Stock ETF
VT
$79.2B
$210K 0.03%
3,616
-4,453
-55% -$261K
CLX icon
414
Clorox
CLX
$12.8B
$207K 0.03%
1,630
-185
-10% -$23K
FXO icon
415
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$203K 0.03%
+8,726
New +$206K
RDS.A
416
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$203K 0.03%
4,608
-1,456
-24% -$69.3K
LNC icon
417
Lincoln National
LNC
$8.98B
$201K 0.03%
4,000
-354
-8% -$18.5K
WY icon
418
Weyerhaeuser
WY
$18.6B
$201K 0.03%
6,718
-1,075
-14% -$32.4K
NLY icon
419
Annaly Capital Management
NLY
$17.1B
$199K 0.03%
5,248
-4,720
-47% -$184K
DBC icon
420
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$196K 0.02%
14,794
-906
-6% -$13.1K
FTR
421
DELISTED
Frontier Communications Corp.
FTR
$192K 0.02%
2,852
-198
-6% -$14.7K
SGDM icon
422
Sprott Gold Miners ETF
SGDM
$611M
$187K 0.02%
14,700
– –
B
423
Barrick Mining
B
$68.8B
$185K 0.02%
25,475
-3,570
-12% -$26.6K
PSEC icon
424
Prospect Capital
PSEC
$1.09B
$171K 0.02%
24,806
-1,378
-5% -$10K
USA icon
425
Liberty All-Star Equity Fund
USA
$1.84B
$166K 0.02%
31,046
-2,054
-6% -$10.9K
15 16
17
18 19

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 24.72% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2015 Portfolio in Review

As of Q4 2015, SII Investments held 583 positions worth $795M, down 8.6% from $869M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments withdrew a net $102M in Q4 2015, closing 124 positions and reducing 262 holdings. Its most notable exit was Vanguard FTSE All-World ex-US ETF, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 5.9% a quarter earlier, followed by Financials and Energy.

Against the trend, SII Investments opened a new position in Schwab U.S Small- Cap ETF worth $3.54M.

  • SII Investments's largest Q4 2015 buy was Schwab U.S Small- Cap ETF: 272,048 shares worth $3.54M.
  • SII Investments added most to Vanguard FTSE Developed Markets ETF in Q4 2015, an estimated $5.22M increase.
  • SII Investments's biggest Q4 2015 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $10.2M.
  • SII Investments fully exited Vanguard FTSE All-World ex-US ETF in Q4 2015, selling an estimated $8.83M.
  • SII Investments's ten largest holdings make up 28% of its $795M portfolio in Q4 2015.
  • SII Investments opened 30 new positions and closed 124 in Q4 2015.
  • SII Investments's portfolio value fell 8.6% quarter-over-quarter to $795M.

Based on SII Investments's 13F filing for Q4 2015, filed 16 Feb 2016.