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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
-0.92%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$746M
AUM Growth
+$48.3M
Cap. Flow
+$61.6M
Cap. Flow %
8.26%
Top 10 Hldgs %
20.86%
Holding
532
New
53
Increased
253
Reduced
154
Closed
26

Top Buys

Rank Stock Value
1
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.3M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.15M
3
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.96M
4
SCHB icon
Schwab US Broad Market ETF
SCHB
+$2.87M
5
PG icon
Procter & Gamble
PG
+$2.76M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$1.34M
2
SFL icon
SFL Corp
SFL
+$1.26M
3
CPB icon
Campbell Soup
CPB
+$1.22M
4
IHE icon
iShares US Pharmaceuticals ETF
IHE
+$1.15M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$1.09M

Sector Composition

Rank Sector Weight
1 Energy 7.36%
2 Industrials 6.35%
3 Consumer Staples 5.59%
4 Financials 5.49%
5 Healthcare 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
226
Kinder Morgan
KMI
$69.9B
$620K 0.08%
16,153
+1,068
+7% +$40.6K
ERC
227
Allspring Multi-Sector Income Fund
ERC
$256M
$617K 0.08%
44,105
+3,294
+8% +$48K
DUK icon
228
Duke Energy
DUK
$96.9B
$610K 0.08%
8,197
-351
-4% -$25.6K
LBF
229
DELISTED
Deutsche Global High Incm Fund
LBF
$609K 0.08%
75,566
– –
TPZ
230
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$607K 0.08%
21,603
+51
+0.2% +$1.46K
LNG icon
231
Cheniere Energy
LNG
$53.9B
$605K 0.08%
7,565
+260
+4% +$19.8K
IYY icon
232
iShares Dow Jones US ETF
IYY
$3.05B
$598K 0.08%
11,994
+206
+2% +$10.3K
HAL icon
233
Halliburton
HAL
$27B
$596K 0.08%
9,222
+506
+6% +$34.7K
LKFN icon
234
Lakeland Financial Corp
LKFN
$1.58B
$596K 0.08%
23,723
+315
+1% +$7.99K
AMGN icon
235
Amgen
AMGN
$210B
$593K 0.08%
4,217
+1,766
+72% +$231K
CMO
236
DELISTED
Capstead Mortgage Corp.
CMO
$592K 0.08%
49,316
-492
-1% -$6.42K
WMB icon
237
Williams Companies
WMB
$87.5B
$587K 0.08%
10,598
-8,673
-45% -$498K
AMZN icon
238
Amazon
AMZN
$2.99T
$584K 0.08%
36,260
-10,680
-23% -$178K
PDM
239
Piedmont Realty Trust
PDM
$1.21B
$584K 0.08%
32,994
-1,352
-4% -$25.9K
CSI
240
DELISTED
Cutwater Select Income Fund
CSI
$579K 0.08%
29,055
– –
AET
241
DELISTED
Aetna Inc
AET
$577K 0.08%
7,126
-754
-10% -$61.4K
FCX icon
242
Freeport-McMoran
FCX
$96.7B
$565K 0.08%
17,189
+298
+2% +$10.8K
AGU
243
DELISTED
Agrium
AGU
$563K 0.08%
6,371
– –
VHT icon
244
Vanguard Health Care ETF
VHT
$18.2B
$562K 0.08%
4,795
+872
+22% +$99.9K
DVN icon
245
Devon Energy
DVN
$50.8B
$561K 0.08%
8,236
+2,382
+41% +$177K
DTV
246
DELISTED
DIRECTV COM STK (DE)
DTV
$559K 0.08%
6,457
+263
+4% +$22.6K
GTU
247
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$552K 0.07%
13,502
-184
-1% -$8.28K
MTS
248
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$550K 0.07%
33,675
– –
CMCSA icon
249
Comcast
CMCSA
$88.5B
$536K 0.07%
19,994
+1,946
+11% +$53.3K
AXP icon
250
American Express
AXP
$234B
$535K 0.07%
6,085
+2,570
+73% +$231K
8 9
10
11 12

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AS
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QAM
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BTIS
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GL
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HHC
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SII Investments's Q3 2014 Portfolio in Review

As of Q3 2014, SII Investments held 532 positions worth $746M, up 6.9% from $697M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SII Investments deployed $61.6M of net new capital in Q3 2014, opening 53 new positions and adding to 253 existing holdings. Its largest new stake was Schwab US Broad Market ETF: 358,602 shares worth $243K.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, down from 8.3% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Enterprise Products Partners, an estimated $1.34M trimmed.

  • SII Investments's largest Q3 2014 buy was Schwab US Broad Market ETF: 358,602 shares worth $243K.
  • SII Investments added most to Vanguard Morningstar Small-Cap ETF in Q3 2014, an estimated $3.3M increase.
  • SII Investments's biggest Q3 2014 reduction was Enterprise Products Partners, cutting an estimated $1.34M.
  • SII Investments fully exited SFL Corp in Q3 2014, selling an estimated $1.26M.
  • SII Investments's ten largest holdings make up 21% of its $746M portfolio in Q3 2014.
  • SII Investments opened 53 new positions and closed 26 in Q3 2014.
  • SII Investments's portfolio value rose 6.9% quarter-over-quarter to $746M.

Based on SII Investments's 13F filing for Q3 2014, filed 23 Oct 2014.