SII Investments’s SM Energy SM Stock Holding History

SII Investments’s Portfolio SM Stock Details SM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,500	Closed	-$208K	–	581
2015 Q2	$208K	Hold	4,500	–	–	0.02%	479
2015 Q1	$233K	Buy	+4,500	New	+$195K	0.03%	463
2014 Q4	–	Sell	-5,500	Closed	-$429K	–	536
2014 Q3	$429K	Hold	5,500	–	–	0.06%	292
2014 Q2	$462K	Hold	5,500	–	–	0.07%	270
2014 Q1	$405K	Hold	5,500	–	–	0.08%	260
2013 Q4	$452K	Buy	+5,500	New	+$469K	0.08%	252
2013 Q3	–	Sell	-4,500	Closed	-$270K	–	385
2013 Q2	$270K	Buy	+4,500	New	+$274K	0.06%	297

Other funds holding SM

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

HCM

Herndon Capital Management Atlanta, Georgia $659M AUM 22.02% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SII Investments's SM Position: Q3 2015 in Review

SII Investments sold out of SM Energy (SM) in Q3 2015, closing a stake of 4,500 shares — an estimated $208K sold.

SII Investments first reported a position in SM in Q2 2013 and held it in 7 quarters. The position peaked at $462K in Q2 2014. 265 funds tracked by Wall St. Rank hold SM as of Q3 2015.

SII Investments reported no remaining SM Energy position as of Q3 2015 after selling out during the quarter.
SII Investments sold 4,500 SM Energy shares in Q3 2015, an estimated $208K.
SII Investments first reported a position in SM Energy in Q2 2013 and held it in 7 quarters.
SII Investments's SM Energy position peaked at $462K in Q2 2014.
265 funds tracked by Wall St. Rank held SM Energy as of Q3 2015.

Based on SII Investments's 13F filing for Q3 2015, filed 12 Nov 2015.