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SII Investments’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

SII Investments’s Portfolio FXU Stock Details FXU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-20,727
Closed -$559K – 610
2016
Q2 		$559K Buy
20,727
+695
+3% +$17.8K 0.05% 287
2016
Q1 		$519K Buy
+20,032
New +$473K 0.05% 296

Other funds holding FXU

First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RIG
RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
HA
Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SII Investments's FXU Position: Q3 2016 in Review

SII Investments sold out of First Trust Utilities AlphaDEX Fund (FXU) in Q3 2016, closing a stake of 20,727 shares — an estimated $559K sold.

SII Investments first reported a position in FXU in Q1 2016 and held it in 2 quarters. The position peaked at $559K in Q2 2016. 104 funds tracked by Wall St. Rank hold FXU as of Q3 2016.

  • SII Investments reported no remaining First Trust Utilities AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
  • SII Investments sold 20,727 First Trust Utilities AlphaDEX Fund shares in Q3 2016, an estimated $559K.
  • SII Investments first reported a position in First Trust Utilities AlphaDEX Fund in Q1 2016 and held it in 2 quarters.
  • SII Investments's First Trust Utilities AlphaDEX Fund position peaked at $559K in Q2 2016.
  • 104 funds tracked by Wall St. Rank held First Trust Utilities AlphaDEX Fund as of Q3 2016.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.