SignatureFD’s Guggenheim Enhncd Eqty Strtgy Fd GGE Stock Holding History

SignatureFD’s Portfolio GGE Stock Details GGE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,548	Closed	-$41K	–	1532
2016 Q3	$41K	Hold	2,548	–	–	0.01%	585
2016 Q2	$39K	Hold	2,548	–	–	0.01%	533
2016 Q1	$39K	Hold	2,548	–	–	0.01%	497
2015 Q4	$40K	Hold	2,548	–	–	0.01%	410
2015 Q3	$38K	Buy	+2,548	New	+$41.8K	0.01%	399
2013 Q4	–	Sell	-300	Closed	-$5K	–	843
2013 Q3	$5K	Buy	+300	New	+$5.36K	﹤0.01%	495

Other funds holding GGE

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

SignatureFD's GGE Position: Q4 2016 in Review

SignatureFD sold out of Guggenheim Enhncd Eqty Strtgy Fd (GGE) in Q4 2016, closing a stake of 2,548 shares — an estimated $41K sold.

SignatureFD first reported a position in GGE in Q3 2013 and held it in 6 quarters. The position peaked at $41K in Q3 2016. 24 funds tracked by Wall St. Rank hold GGE as of Q4 2016.

SignatureFD reported no remaining Guggenheim Enhncd Eqty Strtgy Fd position as of Q4 2016 after selling out during the quarter.
SignatureFD sold 2,548 Guggenheim Enhncd Eqty Strtgy Fd shares in Q4 2016, an estimated $41K.
SignatureFD first reported a position in Guggenheim Enhncd Eqty Strtgy Fd in Q3 2013 and held it in 6 quarters.
SignatureFD's Guggenheim Enhncd Eqty Strtgy Fd position peaked at $41K in Q3 2016.
24 funds tracked by Wall St. Rank held Guggenheim Enhncd Eqty Strtgy Fd as of Q4 2016.

Based on SignatureFD's 13F filing for Q4 2016, filed 14 Feb 2017.