Sigma Planning Corp
ROCQ icon

Sigma Planning Corp’s JPMorgan Nasdaq Equity Premium Yield ETF ROCQ Stock Holding History

Sigma Planning Corp’s Portfolio ROCQ Stock Details ROCQ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		– Sell
-24,004
Closed -$1.38M – 1482
2026
Q2 		$1.38M Buy
+24,004
New +$1.32M 0.03% 478

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Dynamic Advisor Solutions
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SWP
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Great Valley Advisor Group
Great Valley Advisor Group Wilmington, Delaware $6.91B AUM 16.83% 1-Year Est. Return
Ulland Investment Advisors
Ulland Investment Advisors Minneapolis, Minnesota $142M AUM 22.97% 1-Year Est. Return
Maia Wealth
Maia Wealth Denver, Colorado $726M AUM 17.08% 1-Year Est. Return

Sigma Planning Corp's ROCQ Position: Q3 2026 in Review

Sigma Planning Corp sold out of JPMorgan Nasdaq Equity Premium Yield ETF (ROCQ) in Q3 2026, closing a stake of 24,004 shares — an estimated $1.38M sold.

Sigma Planning Corp first reported a position in ROCQ in Q2 2026 and held it in 1 quarter. The position peaked at $1.38M in Q2 2026. 17 funds tracked by Wall St. Rank hold ROCQ as of Q3 2026.

  • Sigma Planning Corp reported no remaining JPMorgan Nasdaq Equity Premium Yield ETF position as of Q3 2026 after selling out during the quarter.
  • Sigma Planning Corp sold 24,004 JPMorgan Nasdaq Equity Premium Yield ETF shares in Q3 2026, an estimated $1.38M.
  • Sigma Planning Corp first reported a position in JPMorgan Nasdaq Equity Premium Yield ETF in Q2 2026 and held it in 1 quarter.
  • Sigma Planning Corp's JPMorgan Nasdaq Equity Premium Yield ETF position peaked at $1.38M in Q2 2026.
  • 17 funds tracked by Wall St. Rank held JPMorgan Nasdaq Equity Premium Yield ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.