Sigma Planning Corp’s ALPS Equal Sector Weight ETF EQL Stock Holding History

Sigma Planning Corp’s Portfolio EQL Stock Details EQL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-45,342	Closed	-$849K	–	697
2015 Q2	$849K	Buy	45,342 +1,719	+4%	+$33K	0.12%	213
2015 Q1	$826K	Sell	43,623 -9,402	-18%	-$178K	0.11%	227
2014 Q4	$1M	Buy	+53,025	New	+$983K	0.13%	183

Other funds holding EQL

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BWM

Bernicke Wealth Management Altoona, Wisconsin $135M AUM 4.61% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Rockland Trust Hanover, Massachusetts $2.55B AUM 17.04% 1-Year Est. Return

Sigma Planning Corp's EQL Position: Q3 2015 in Review

Sigma Planning Corp sold out of ALPS Equal Sector Weight ETF (EQL) in Q3 2015, closing a stake of 45,342 shares — an estimated $849K sold.

Sigma Planning Corp first reported a position in EQL in Q4 2014 and held it in 3 quarters. The position peaked at $1M in Q4 2014. 25 funds tracked by Wall St. Rank hold EQL as of Q3 2015.

Sigma Planning Corp reported no remaining ALPS Equal Sector Weight ETF position as of Q3 2015 after selling out during the quarter.
Sigma Planning Corp sold 45,342 ALPS Equal Sector Weight ETF shares in Q3 2015, an estimated $849K.
Sigma Planning Corp first reported a position in ALPS Equal Sector Weight ETF in Q4 2014 and held it in 3 quarters.
Sigma Planning Corp's ALPS Equal Sector Weight ETF position peaked at $1M in Q4 2014.
25 funds tracked by Wall St. Rank held ALPS Equal Sector Weight ETF as of Q3 2015.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.