SPC
DWIN

Sigma Planning Corp’s Invesco DWA Tactical Multi-Asset Income ETF DWIN Stock Holding History

Sigma Planning Corp’s Portfolio DWIN Stock Details DWIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-8,854
Closed -$245K – 899
2017
Q2 		$245K Sell
8,854
-441
-5% -$12.3K 0.02% 641
2017
Q1 		$260K Sell
9,295
-3,919
-30% -$109K 0.03% 617
2016
Q4 		$362K Buy
+13,214
New +$358K 0.04% 466

Other funds holding DWIN

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
FA
Fortis Advisors Wayne, Pennsylvania $200M AUM 28.82% 1-Year Est. Return
PFS
Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
VF
Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Sigma Planning Corp's DWIN Position: Q3 2017 in Review

Sigma Planning Corp sold out of Invesco DWA Tactical Multi-Asset Income ETF (DWIN) in Q3 2017, closing a stake of 8,854 shares — an estimated $245K sold.

Sigma Planning Corp first reported a position in DWIN in Q4 2016 and held it in 3 quarters. The position peaked at $362K in Q4 2016. 28 funds tracked by Wall St. Rank hold DWIN as of Q3 2017.

  • Sigma Planning Corp reported no remaining Invesco DWA Tactical Multi-Asset Income ETF position as of Q3 2017 after selling out during the quarter.
  • Sigma Planning Corp sold 8,854 Invesco DWA Tactical Multi-Asset Income ETF shares in Q3 2017, an estimated $245K.
  • Sigma Planning Corp first reported a position in Invesco DWA Tactical Multi-Asset Income ETF in Q4 2016 and held it in 3 quarters.
  • Sigma Planning Corp's Invesco DWA Tactical Multi-Asset Income ETF position peaked at $362K in Q4 2016.
  • 28 funds tracked by Wall St. Rank held Invesco DWA Tactical Multi-Asset Income ETF as of Q3 2017.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.