Sigma Planning Corp’s First Trust Exchange-Traded Fund III First Trust Active Factor International ETF AFDM Stock Holding History

Sigma Planning Corp’s Portfolio AFDM Stock Details AFDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-6,157	Closed	-$343K	–	1093
2019 Q3	$343K	Sell	6,157 -4,612	-43%	-$256K	0.02%	714
2019 Q2	$611K	Buy	10,769 +30	+0.3%	+$1.7K	0.03%	488
2019 Q1	$605K	Sell	10,739 -4,006	-27%	-$222K	0.03%	463
2018 Q4	$755K	Sell	14,745 -3,444	-19%	-$190K	0.05%	313
2018 Q3	$1.12M	Buy	18,189 +993	+6%	+$61.2K	0.07%	278
2018 Q2	$1.05M	Buy	17,196 +8,634	+101%	+$554K	0.07%	270
2018 Q1	$547K	Buy	8,562 +3,968	+86%	+$260K	0.04%	418
2017 Q4	$294K	Buy	+4,594	New	+$292K	0.02%	616

Other funds holding AFDM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

FormulaFolio Investments Grand Rapids, Michigan $299M AUM 27.65% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

CWM

Cranbrook Wealth Management Bloomfield Hills, Michigan $534M AUM 18.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Sigma Planning Corp's AFDM Position: Q4 2019 in Review

Sigma Planning Corp sold out of First Trust Exchange-Traded Fund III First Trust Active Factor International ETF (AFDM) in Q4 2019, closing a stake of 6,157 shares — an estimated $343K sold.

Sigma Planning Corp first reported a position in AFDM in Q4 2017 and held it in 8 quarters. The position peaked at $1.12M in Q3 2018. 56 funds tracked by Wall St. Rank hold AFDM as of Q4 2019.

Sigma Planning Corp reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position as of Q4 2019 after selling out during the quarter.
Sigma Planning Corp sold 6,157 First Trust Exchange-Traded Fund III First Trust Active Factor International ETF shares in Q4 2019, an estimated $343K.
Sigma Planning Corp first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor International ETF in Q4 2017 and held it in 8 quarters.
Sigma Planning Corp's First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position peaked at $1.12M in Q3 2018.
56 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor International ETF as of Q4 2019.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.