SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
-11.33%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$832M
AUM Growth
-$109M
Cap. Flow
+$8.11M
Cap. Flow %
0.97%
Top 10 Hldgs %
29.06%
Holding
272
New
11
Increased
67
Reduced
113
Closed
12

Top Buys

1
DD
Du Pont De Nemours E I
DD
$4.78M
2
INTC icon
Intel
INTC
$3.51M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
$3.23M
4
SAFM
Sanderson Farms Inc
SAFM
$3.19M
5
NUE icon
Nucor
NUE
$3.11M

Top Sells

1
ED icon
Consolidated Edison
ED
$6.53M
2
BAX icon
Baxter International
BAX
$2.91M
3
AEO icon
American Eagle Outfitters
AEO
$1.7M
4
VNCE icon
Vince Holding
VNCE
$1.68M
5
RDUS
Radius Recycling
RDUS
$1.03M

Sector Composition

1 Technology 18.99%
2 Industrials 18.17%
3 Consumer Discretionary 12.97%
4 Healthcare 9.55%
5 Materials 8.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GILD icon
176
Gilead Sciences
GILD
$140B
$365K 0.04%
3,720
-280
-7% -$27.5K
LLL
177
DELISTED
L3 Technologies, Inc.
LLL
$365K 0.04%
3,500
– –
EFT
178
Eaton Vance Floating-Rate Income Trust
EFT
$321M
$364K 0.04%
27,500
– –
BHI
179
DELISTED
Baker Hughes
BHI
$364K 0.04%
6,995
-200
-3% -$10.4K
DHI icon
180
D.R. Horton
DHI
$52.7B
$362K 0.04%
12,340
-50
-0.4% -$1.47K
MS icon
181
Morgan Stanley
MS
$240B
$349K 0.04%
11,100
-300
-3% -$9.43K
VTN icon
182
Invesco Trust for Investment Grade New York Municipals
VTN
$148M
$344K 0.04%
25,000
– –
HSBC.PRA
183
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$342K 0.04%
13,525
– –
EXC icon
184
Exelon
EXC
$43.8B
$340K 0.04%
16,053
– –
BK icon
185
Bank of New York Mellon
BK
$74.4B
$336K 0.04%
8,600
– –
UNP icon
186
Union Pacific
UNP
$132B
$336K 0.04%
3,802
+602
+19% +$53.2K
CROX icon
187
Crocs
CROX
$4.86B
$328K 0.04%
25,405
– –
PFN
188
PIMCO Income Strategy Fund II
PFN
$710M
$327K 0.04%
37,100
-1,000
-3% -$8.81K
SNY icon
189
Sanofi
SNY
$111B
$327K 0.04%
6,900
– –
P
190
DELISTED
Pandora Media Inc
P
$320K 0.04%
15,000
– –
ABT icon
191
Abbott
ABT
$231B
$316K 0.04%
7,875
-375
-5% -$15K
AFG icon
192
American Financial Group
AFG
$11.6B
$310K 0.04%
4,500
– –
BKCC
193
DELISTED
BlackRock Capital Investment Corporation
BKCC
$310K 0.04%
35,100
– –
SPY icon
194
SPDR S&P 500 ETF Trust
SPY
$662B
$306K 0.04%
1,601
-17
-1% -$3.25K
SWZ
195
Swiss Helvetia Fund
SWZ
$79.4M
$297K 0.04%
27,374
+414
+2% +$4.49K
ES icon
196
Eversource Energy
ES
$23.5B
$290K 0.03%
5,748
– –
SAL
197
DELISTED
Salisbury Bancorp, Inc.
SAL
$288K 0.03%
19,950
– –
JEQ
198
abrdn Japan Equity Fund
JEQ
$114M
$287K 0.03%
41,950
– –
QQQ icon
199
Invesco QQQ Trust
QQQ
$368B
$284K 0.03%
2,797
-116
-4% -$11.8K
AME icon
200
Ametek
AME
$43.4B
$281K 0.03%
5,375
-25
-0.5% -$1.31K
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8
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