SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
-1.3%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$941M
AUM Growth
-$30.9M
Cap. Flow
-$15.9M
Cap. Flow %
-1.69%
Top 10 Hldgs %
28.08%
Holding
272
New
9
Increased
44
Reduced
122
Closed
11

Top Buys

1
JOY
Joy Global Inc
JOY
$6.67M
2
GM icon
General Motors
GM
$6.34M
3
ED icon
Consolidated Edison
ED
$3.88M
4
POT
Potash Corp Of Saskatchewan
POT
$3.71M
5
BAX icon
Baxter International
BAX
$3.66M

Top Sells

1
ALTR
ALTERA CORP
ALTR
$26.9M
2
HCC
HCC INSURANCES HOLDINGS INC
HCC
$11M
3
DD
Du Pont De Nemours E I
DD
$5.59M
4
PERY
Perry Ellis International Inc
PERY
$2.54M
5
KN icon
Knowles
KN
$1.64M

Sector Composition

1 Industrials 18.65%
2 Technology 17.7%
3 Consumer Discretionary 13.43%
4 Healthcare 9.64%
5 Energy 9.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ABT icon
176
Abbott
ABT
$231B
$404K 0.04%
8,250
– –
LLL
177
DELISTED
L3 Technologies, Inc.
LLL
$396K 0.04%
3,500
– –
ICCC icon
178
ImmuCell
ICCC
$59M
$388K 0.04%
49,468
-1,500
-3% -$11.8K
NCLH icon
179
Norwegian Cruise Line
NCLH
$11.6B
$381K 0.04%
6,800
-2,200
-24% -$123K
EFT
180
Eaton Vance Floating-Rate Income Trust
EFT
$321M
$378K 0.04%
27,500
+1,900
+7% +$26.1K
PFN
181
PIMCO Income Strategy Fund II
PFN
$710M
$374K 0.04%
38,100
– –
CROX icon
182
Crocs
CROX
$4.86B
$373K 0.04%
25,405
– –
KMB icon
183
Kimberly-Clark
KMB
$42.9B
$370K 0.04%
3,500
– –
UPS icon
184
United Parcel Service
UPS
$71.6B
$370K 0.04%
3,825
-100
-3% -$9.67K
HILL
185
DELISTED
DOT HILL SYSTEMS CORP
HILL
$367K 0.04%
60,000
-6,000
-9% -$36.7K
BK icon
186
Bank of New York Mellon
BK
$74.4B
$360K 0.04%
8,600
– –
EXC icon
187
Exelon
EXC
$43.8B
$359K 0.04%
16,053
– –
MERC icon
188
Mercer International
MERC
$214M
$359K 0.04%
26,300
– –
JEQ
189
abrdn Japan Equity Fund
JEQ
$114M
$346K 0.04%
41,950
-2,500
-6% -$20.6K
KERX
190
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$346K 0.04%
+34,700
New +$346K
SNY icon
191
Sanofi
SNY
$111B
$341K 0.04%
6,900
– –
HSBC.PRA
192
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$341K 0.04%
13,525
-1,000
-7% -$25.2K
DHI icon
193
D.R. Horton
DHI
$52.7B
$338K 0.04%
12,390
-175
-1% -$4.77K
CDE icon
194
Coeur Mining
CDE
$9.06B
$337K 0.04%
59,175
-2,600
-4% -$14.8K
SPY icon
195
SPDR S&P 500 ETF Trust
SPY
$662B
$333K 0.04%
1,618
– –
VTN icon
196
Invesco Trust for Investment Grade New York Municipals
VTN
$148M
$333K 0.04%
25,000
– –
BKCC
197
DELISTED
BlackRock Capital Investment Corporation
BKCC
$320K 0.03%
35,100
– –
SWZ
198
Swiss Helvetia Fund
SWZ
$79.4M
$315K 0.03%
26,960
-1,227
-4% -$14.3K
QQQ icon
199
Invesco QQQ Trust
QQQ
$368B
$311K 0.03%
2,913
-50
-2% -$5.34K
F icon
200
Ford
F
$46.5B
$307K 0.03%
20,468
– –
6 7
8
9 10