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Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+5.1%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.08B
AUM Growth
-$105M
Cap. Flow
-$150M
Cap. Flow %
-13.89%
Top 10 Hldgs %
37.55%
Holding
356
New
11
Increased
71
Reduced
143
Closed
31

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$10.5M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$4.82M
3
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
+$3.71M
4
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$3.18M
5
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.54M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$68.6M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$21.8M
3
UNH icon
UnitedHealth
UNH
+$12M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
5
GLD icon
SPDR Gold Trust
GLD
+$9.1M

Sector Composition

Rank Sector Weight
1 Technology 20.35%
2 Consumer Discretionary 10.45%
3 Financials 8.89%
4 Healthcare 7.76%
5 Industrials 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKCC
301
DELISTED
BlackRock Capital Investment Corporation
BKCC
$75.2K 0.01%
21,783
+2,722
+14% +$9.92K
KTCC icon
302
Key Tronic
KTCC
$42.8M
$72.7K 0.01%
10,000
-5,000
-33% -$30.3K
NNDM
303
Nano Dimension
NNDM
$328M
$72.3K 0.01%
25,000
– –
PSEC icon
304
Prospect Capital
PSEC
$1.1B
$69.6K 0.01%
10,000
– –
ACTG icon
305
Acacia Research
ACTG
$447M
$69.5K 0.01%
18,015
-17,537
-49% -$74.1K
PDCE
306
CALL
DELISTED
PDC Energy, Inc.
PDCE
– –
0
– –
SFE
307
DELISTED
Safeguard Scientifics, Inc.
SFE
$60K 0.01%
34,891
– –
CDE icon
308
Coeur Mining
CDE
$16B
$59.9K 0.01%
15,000
– –
WTT
309
DELISTED
Wireless Telecom Group, Inc.
WTT
$55.5K 0.01%
30,000
-20,500
-41% -$38.4K
OPK icon
310
Opko Health
OPK
$978M
$54.9K 0.01%
37,600
– –
RCG
311
RENN Fund
RCG
$21.3M
$52.5K ﹤0.01%
30,000
– –
GSIT icon
312
GSI Technology
GSIT
$233M
$51.6K ﹤0.01%
30,000
– –
ARTW icon
313
Arts-Way Manufacturing Co
ARTW
$11.2M
$50.5K ﹤0.01%
25,639
– –
VHC icon
314
VirnetX Holding Corp
VHC
$56.8M
$44.8K ﹤0.01%
1,710
– –
PIM
315
Franklin Master Intermediate Income Trust
PIM
$150M
$35K ﹤0.01%
11,000
– –
SGMA
316
DELISTED
Sigmatron International
SGMA
$32.8K ﹤0.01%
12,368
– –
ALTO icon
317
Alto Ingredients
ALTO
$377M
$21K ﹤0.01%
14,000
– –
INTZ
318
DELISTED
INTRUSION INC NEW
INTZ
$14.3K ﹤0.01%
12,250
– –
SVVC
319
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$13K ﹤0.01%
13,708
– –
STCN
320
DELISTED
Steel Connect, Inc. Common Stock
STCN
$11.4K ﹤0.01%
1,071
– –
ACWI icon
321
iShares MSCI ACWI ETF
ACWI
$32.8B
– –
-257,338
Closed -$21.8M
ALNY icon
322
Alnylam Pharmaceuticals
ALNY
$29.5B
– –
-1,100
Closed -$261K
GOLD
323
Gold.com Inc
GOLD
$1.22B
– –
-8,000
Closed -$278K
AON icon
324
Aon
AON
$75.9B
– –
-18,000
Closed -$5.57M
BAC icon
325
CALL
Bank of America
BAC
$437B
– –
0
– -$132K
11 12
13
14 15

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AAIM
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SWA
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VCP
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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Shufro Rose & Co held 356 positions worth $1.08B, down 8.8% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Shufro Rose & Co withdrew a net $150M in Q1 2023, closing 31 positions and reducing 143 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $21.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Shufro Rose & Co opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $10.6M.

  • Shufro Rose & Co's largest Q1 2023 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 115,068 shares worth $10.6M.
  • Shufro Rose & Co added most to Sprott Physical Gold and Silver Trust in Q1 2023, an estimated $4.82M increase.
  • Shufro Rose & Co's biggest Q1 2023 reduction was iShares iBonds Dec 2023 Term Treasury ETF, cutting an estimated $68.6M.
  • Shufro Rose & Co fully exited iShares MSCI ACWI ETF in Q1 2023, selling an estimated $21.8M.
  • Shufro Rose & Co's ten largest holdings make up 38% of its $1.08B portfolio in Q1 2023.
  • Shufro Rose & Co opened 11 new positions and closed 31 in Q1 2023.
  • Shufro Rose & Co's portfolio value fell 8.8% quarter-over-quarter to $1.08B.

Based on Shufro Rose & Co's 13F filing for Q1 2023, filed 20 Apr 2023.