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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-4.54%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1B
AUM Growth
-$153M
Cap. Flow
-$98.4M
Cap. Flow %
-9.83%
Top 10 Hldgs %
38.56%
Holding
347
New
24
Increased
109
Reduced
88
Closed
13

Top Buys

Rank Stock Value
1
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$26.5M
2
BXSL icon
Blackstone Secured Lending
BXSL
+$5.74M
3
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
+$1.21M
4
MSFT icon
Microsoft
MSFT
+$1.2M
5
WBD icon
Warner Bros
WBD
+$739K

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$58.8M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$39.9M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$16.2M
4
Y
Alleghany Corp
Y
+$8.81M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$7.01M

Sector Composition

Rank Sector Weight
1 Technology 19.35%
2 Financials 9.92%
3 Healthcare 9.86%
4 Consumer Discretionary 9.76%
5 Industrials 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
301
Invesco Municipal Opportunity Trust
VMO
$651M
$100K 0.01%
11,000
– –
EVN
302
Eaton Vance Municipal Income Trust
EVN
$415M
$98K 0.01%
10,000
– –
UFI icon
303
UNIFI
UFI
$119M
$96K 0.01%
+10,100
New +$126K
PFIN
304
DELISTED
P&F Industries
PFIN
$89K 0.01%
16,783
– –
EHI
305
Western Asset Global High Income Fund
EHI
$175M
$86K 0.01%
13,185
– –
GSIT icon
306
GSI Technology
GSIT
$226M
$86K 0.01%
30,000
-3,606
-11% -$12.5K
JEQ
307
DELISTED
abrdn Japan Equity Fund
JEQ
$80K 0.01%
16,025
– –
NU icon
308
Nu Holdings
NU
$69.6B
$75K 0.01%
+17,045
New +$78.2K
VVR icon
309
Invesco Senior Income Trust
VVR
$459M
$74K 0.01%
20,000
– –
BKCC
310
DELISTED
BlackRock Capital Investment Corporation
BKCC
$74K 0.01%
21,783
– –
WTT
311
DELISTED
Wireless Telecom Group, Inc.
WTT
$66K 0.01%
50,500
-5,415
-10% -$7.54K
RCG
312
RENN Fund
RCG
$21.2M
$64K 0.01%
30,000
-12,570
-30% -$27.9K
PSEC icon
313
Prospect Capital
PSEC
$1.09B
$62K 0.01%
10,000
– –
KTCC icon
314
Key Tronic
KTCC
$43M
$61K 0.01%
15,000
-2,454
-14% -$11.5K
NNDM
315
Nano Dimension
NNDM
$322M
$60K 0.01%
25,000
-4,860
-16% -$14.9K
SGMA
316
DELISTED
Sigmatron International
SGMA
$59K 0.01%
12,368
– –
INTZ
317
DELISTED
INTRUSION INC NEW
INTZ
$59K 0.01%
+12,250
New +$59K
CVV icon
318
CVD Equipment Corp
CVV
$54.8M
$53K 0.01%
10,135
-1,500
-13% -$7.46K
PLXP
319
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$53K 0.01%
82,100
+25,300
+45% +$37.3K
ALTO icon
320
Alto Ingredients
ALTO
$365M
$51K 0.01%
14,000
– –
CDE icon
321
Coeur Mining
CDE
$15.7B
$51K 0.01%
15,000
– –
AEO icon
322
CALL
American Eagle Outfitters
AEO
$2.93B
– –
0
– –
ARTW icon
323
Arts-Way Manufacturing Co
ARTW
$11.4M
$47K ﹤0.01%
25,639
– –
OPK icon
324
Opko Health
OPK
$1.01B
$45K ﹤0.01%
23,600
– –
SOXL icon
325
CALL
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$19.1B
– –
0
– –
10 11 12
13
14

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AAIM
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SWA
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VCP
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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Shufro Rose & Co held 347 positions worth $1B, down 13% from $1.15B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co withdrew a net $98.4M in Q3 2022, closing 13 positions and reducing 88 holdings. Its most notable exit was Alleghany Corp, an estimated $8.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shufro Rose & Co opened a new position in Neogen worth $351K.

  • Shufro Rose & Co's largest Q3 2022 buy was Neogen: 25,136 shares worth $351K.
  • Shufro Rose & Co added most to iShares iBonds Dec 2026 Term Corporate ETF in Q3 2022, an estimated $26.5M increase.
  • Shufro Rose & Co's biggest Q3 2022 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $58.8M.
  • Shufro Rose & Co fully exited Alleghany Corp in Q3 2022, selling an estimated $8.81M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1B portfolio in Q3 2022.
  • Shufro Rose & Co opened 24 new positions and closed 13 in Q3 2022.
  • Shufro Rose & Co's portfolio value fell 13% quarter-over-quarter to $1B.

Based on Shufro Rose & Co's 13F filing for Q3 2022, filed 24 Oct 2022.