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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+7.46%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.05B
AUM Growth
-$6.81M
Cap. Flow
-$6.96M
Cap. Flow %
-0.66%
Top 10 Hldgs %
36.71%
Holding
311
New
2
Increased
22
Reduced
96
Closed
4

Top Buys

Rank Stock Value
1
BR icon
Broadridge
BR
+$461K
2
ED icon
Consolidated Edison
ED
+$231K
3
JNJ icon
Johnson & Johnson
JNJ
+$76.7K
4
PG icon
Procter & Gamble
PG
+$74.1K
5
ABT icon
Abbott
ABT
+$59.9K

Top Sells

Rank Stock Value
1
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$460K
2
BSCQ icon
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
+$369K
3
MSFT icon
Microsoft
MSFT
+$272K
4
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
+$271K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$242K

Sector Composition

Rank Sector Weight
1 Technology 18.83%
2 Consumer Discretionary 9.48%
3 Financials 8.85%
4 Healthcare 8.3%
5 Industrials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
276
Saba Capital Income & Opportunities Fund II
SABA
$220M
$183K 0.02%
23,750
– –
PFL
277
PIMCO Income Strategy Fund
PFL
$384M
$181K 0.02%
23,600
– –
SANW
278
DELISTED
S&W Seed Co
SANW
$181K 0.02%
8,500
– –
DAN icon
279
Dana Inc
DAN
$2.9B
$169K 0.02%
11,500
– –
NAN icon
280
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$164K 0.02%
17,000
– –
REFR icon
281
Research Frontiers
REFR
$14M
$150K 0.01%
139,000
– –
RFI
282
Cohen & Steers Total Return Realty Fund
RFI
$308M
$144K 0.01%
13,700
– –
VGM icon
283
Invesco Trust Investment Grade Municipals
VGM
$548M
$132K 0.01%
15,500
– –
FCO
284
DELISTED
abrdn Global Income Fund
FCO
$128K 0.01%
21,400
– –
NU icon
285
Nu Holdings
NU
$69.2B
$124K 0.01%
17,045
– –
VVR icon
286
Invesco Senior Income Trust
VVR
$457M
$122K 0.01%
31,000
– –
EQS icon
287
Equus Total Return
EQS
$16.2M
$115K 0.01%
77,735
– –
JPC icon
288
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$111K 0.01%
17,500
– –
NUV icon
289
Nuveen Municipal Value Fund
NUV
$1.92B
$99.1K 0.01%
12,000
– –
EHI
290
Western Asset Global High Income Fund
EHI
$175M
$97.6K 0.01%
14,656
+1,471
+11% +$9.77K
VMO icon
291
Invesco Municipal Opportunity Trust
VMO
$651M
$90.5K 0.01%
11,000
– –
JPS
292
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$76.2K 0.01%
12,351
– –
PSEC icon
293
Prospect Capital
PSEC
$1.07B
$70.8K 0.01%
11,700
+1,700
+17% +$9.79K
BKCC
294
DELISTED
BlackRock Capital Investment Corporation
BKCC
$70.7K 0.01%
19,061
– –
FGH
295
DELISTED
FG Group Holdings Inc.
FGH
$67.2K 0.01%
40,000
– –
CERS icon
296
Cerus
CERS
$433M
$62.4K 0.01%
38,500
– –
ACTG icon
297
Acacia Research
ACTG
$428M
$54.8K 0.01%
15,000
– –
RCG
298
RENN Fund
RCG
$21.2M
$53.7K 0.01%
30,000
– –
ARTW icon
299
Arts-Way Manufacturing Co
ARTW
$11.2M
$51.4K ﹤0.01%
21,855
– –
OPK icon
300
Opko Health
OPK
$985M
$47.2K ﹤0.01%
29,500
– –
9 10 11
12
13

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AAIM
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SWA
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VCP
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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Shufro Rose & Co held 311 positions worth $1.05B, down 0.64% from $1.06B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Trading was light in Q4 2023: portfolio turnover was 1.9%. Shufro Rose & Co opened 2 new positions and exited 4, leaving the 311-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q4 2023 buy was Broadridge: 2,500 shares worth $448K.
  • Shufro Rose & Co added most to Johnson & Johnson in Q4 2023, an estimated $76.7K increase.
  • Shufro Rose & Co's biggest Q4 2023 reduction was iShares iBonds Dec 2026 Term Corporate ETF, cutting an estimated $460K.
  • Shufro Rose & Co fully exited Cohen & Steers Infrastructure Fund in Q4 2023, selling an estimated $196K.
  • Shufro Rose & Co's ten largest holdings make up 37% of its $1.05B portfolio in Q4 2023.
  • Shufro Rose & Co opened 2 new positions and closed 4 in Q4 2023.
  • Shufro Rose & Co's portfolio value fell 0.64% quarter-over-quarter to $1.05B.

Based on Shufro Rose & Co's 13F filing for Q4 2023, filed 5 Feb 2024.