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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-2.84%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.06B
AUM Growth
-$34.8M
Cap. Flow
+$1.19M
Cap. Flow %
0.11%
Top 10 Hldgs %
36.69%
Holding
326
New
6
Increased
70
Reduced
100
Closed
14

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.26M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$2.43M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$2.41M
4
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
+$2.33M
5
BND icon
Vanguard Total Bond Market
BND
+$1.81M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.1M
2
PDCE
PDC Energy, Inc.
PDCE
+$3.13M
3
GM icon
General Motors
GM
+$2.13M
4
BWA icon
BorgWarner
BWA
+$1.43M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$905K

Sector Composition

Rank Sector Weight
1 Technology 18.76%
2 Consumer Discretionary 9.47%
3 Financials 8.84%
4 Healthcare 8.26%
5 Industrials 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFL
276
PIMCO Income Strategy Fund
PFL
$384M
$181K 0.02%
23,600
– –
SANW
277
DELISTED
S&W Seed Co
SANW
$181K 0.02%
8,500
– –
AAPL icon
278
PUT
Apple
AAPL
$4.54T
– –
0
– –
DAN icon
279
Dana Inc
DAN
$2.9B
$169K 0.02%
11,500
– –
NAN icon
280
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$164K 0.02%
17,000
+6,500
+62% +$67.6K
REFR icon
281
Research Frontiers
REFR
$14M
$150K 0.01%
139,000
-4,750
-3% -$7.19K
RFI
282
Cohen & Steers Total Return Realty Fund
RFI
$308M
$144K 0.01%
13,700
– –
VGM icon
283
Invesco Trust Investment Grade Municipals
VGM
$548M
$132K 0.01%
15,500
– –
ELV icon
284
CALL
Elevance Health
ELV
$81.5B
– –
0
– –
FCO
285
DELISTED
abrdn Global Income Fund
FCO
$128K 0.01%
21,400
– –
NU icon
286
Nu Holdings
NU
$69.2B
$124K 0.01%
17,045
– –
VVR icon
287
Invesco Senior Income Trust
VVR
$457M
$122K 0.01%
31,000
– –
EQS icon
288
Equus Total Return
EQS
$16.2M
$115K 0.01%
77,735
– –
JPC icon
289
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$111K 0.01%
17,500
– –
NUV icon
290
Nuveen Municipal Value Fund
NUV
$1.92B
$99.1K 0.01%
12,000
-2,500
-17% -$21.3K
VMO icon
291
Invesco Municipal Opportunity Trust
VMO
$651M
$90.5K 0.01%
11,000
– –
EVN
292
Eaton Vance Municipal Income Trust
EVN
$414M
$89.1K 0.01%
10,000
– –
EHI
293
Western Asset Global High Income Fund
EHI
$175M
$87.8K 0.01%
13,185
– –
JPS
294
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$76.2K 0.01%
12,351
-976
-7% -$6.21K
BKCC
295
DELISTED
BlackRock Capital Investment Corporation
BKCC
$70.7K 0.01%
19,061
-2,722
-12% -$9.78K
FGH
296
DELISTED
FG Group Holdings Inc.
FGH
$67.2K 0.01%
40,000
-5,563
-12% -$9.53K
CERS icon
297
Cerus
CERS
$433M
$62.4K 0.01%
38,500
– –
PSEC icon
298
Prospect Capital
PSEC
$1.07B
$60.5K 0.01%
10,000
– –
ACTG icon
299
Acacia Research
ACTG
$428M
$54.8K 0.01%
15,000
– –
RCG
300
RENN Fund
RCG
$21.2M
$53.7K 0.01%
30,000
– –
10 11
12
13 14

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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Shufro Rose & Co held 326 positions worth $1.06B, down 3.2% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shufro Rose & Co's Q3 2023 filing shows 6 new, 70 increased, 100 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Short Term Corporate Bond ETF: 14,000 shares worth $410K. The largest sale was iShares MSCI USA Quality Factor ETF, an estimated $6.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q3 2023 buy was State Street SPDR Portfolio Short Term Corporate Bond ETF: 14,000 shares worth $410K.
  • Shufro Rose & Co added most to Chevron in Q3 2023, an estimated $3.26M increase.
  • Shufro Rose & Co's biggest Q3 2023 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $6.1M.
  • Shufro Rose & Co fully exited PDC Energy, Inc. in Q3 2023, selling an estimated $3.13M.
  • Shufro Rose & Co's ten largest holdings make up 37% of its $1.06B portfolio in Q3 2023.
  • Shufro Rose & Co opened 6 new positions and closed 14 in Q3 2023.
  • Shufro Rose & Co's portfolio value fell 3.2% quarter-over-quarter to $1.06B.

Based on Shufro Rose & Co's 13F filing for Q3 2023, filed 26 Oct 2023.