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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+8.42%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.26B
AUM Growth
+$67.8M
Cap. Flow
-$17.4M
Cap. Flow %
-1.38%
Top 10 Hldgs %
38.89%
Holding
321
New
33
Increased
44
Reduced
144
Closed
15

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$70.7M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$15.1M
3
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$6.37M
4
UL icon
Unilever
UL
+$3.24M
5
IFF icon
International Flavors & Fragrances
IFF
+$2.58M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$27.6M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.3M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$20.2M
4
GLD icon
SPDR Gold Trust
GLD
+$10.6M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 22.68%
2 Consumer Discretionary 11.25%
3 Healthcare 10.71%
4 Financials 9.54%
5 Industrials 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVN
276
Eaton Vance Municipal Income Trust
EVN
$414M
$138K 0.01%
10,000
– –
HSIC icon
277
CALL
Henry Schein
HSIC
$9.77B
$138K 0.01%
2,000
– –
NVCR icon
278
PUT
NovoCure
NVCR
$1.73B
$132K 0.01%
1,000
-300
-23% -$47.5K
VMO icon
279
Invesco Municipal Opportunity Trust
VMO
$651M
$132K 0.01%
10,000
– –
ECPG icon
280
Encore Capital Group
ECPG
$2.02B
$121K 0.01%
+3,000
New +$106K
ACTG icon
281
Acacia Research
ACTG
$428M
$120K 0.01%
18,015
-2,000
-10% -$12.6K
RPT
282
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$114K 0.01%
10,000
– –
EHI
283
Western Asset Global High Income Fund
EHI
$175M
$112K 0.01%
10,685
– –
PED icon
284
PEDEVCO
PED
$144M
$104K 0.01%
3,555
– –
CERS icon
285
Cerus
CERS
$433M
$99K 0.01%
16,500
– –
OPK icon
286
Opko Health
OPK
$985M
$97K 0.01%
22,500
– –
JPC icon
287
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$95K 0.01%
10,000
– –
PSEC icon
288
Prospect Capital
PSEC
$1.07B
$91K 0.01%
11,800
– –
FGH
289
DELISTED
FG Group Holdings Inc.
FGH
$91K 0.01%
+35,000
New +$86.7K
AMWL icon
290
CALL
American Well
AMWL
$180M
$87K 0.01%
+250
New +$135K
SFE
291
DELISTED
Safeguard Scientifics, Inc.
SFE
$83K 0.01%
12,100
-3,000
-20% -$21.8K
ECPG icon
292
CALL
Encore Capital Group
ECPG
$2.02B
$80K 0.01%
+2,000
New +$71K
NIO icon
293
CALL
NIO
NIO
$12.2B
$78K 0.01%
+2,000
New +$102K
CVS icon
294
CALL
CVS Health
CVS
$133B
$75K 0.01%
+1,000
New +$72.8K
CVS icon
295
PUT
CVS Health
CVS
$133B
$75K 0.01%
+1,000
New +$72.8K
BKCC
296
DELISTED
BlackRock Capital Investment Corporation
BKCC
$73K 0.01%
21,798
– –
VHC icon
297
VirnetX Holding Corp
VHC
$54.4M
$68K 0.01%
610
-230
-27% -$28.8K
ARTW icon
298
Arts-Way Manufacturing Co
ARTW
$11.2M
$58K ﹤0.01%
18,784
– –
SNT
299
Senstar Technologies
SNT
$38M
$58K ﹤0.01%
12,835
– –
BLCM
300
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$49K ﹤0.01%
12,941
– –
9 10 11
12
13

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VCP
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PWMAG
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ACM
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Shufro Rose & Co's Q1 2021 Portfolio in Review

As of Q1 2021, Shufro Rose & Co held 321 positions worth $1.26B, up 5.7% from $1.19B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Shufro Rose & Co's Q1 2021 filing shows 33 new, 44 increased, 144 reduced and 15 closed positions. Its largest new stake was Goldman Sachs ActiveBeta Emerging Markets Equity ETF: 158,873 shares worth $6.27M. The largest sale was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $27.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Shufro Rose & Co's largest Q1 2021 buy was Goldman Sachs ActiveBeta Emerging Markets Equity ETF: 158,873 shares worth $6.27M.
  • Shufro Rose & Co added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $70.7M increase.
  • Shufro Rose & Co's biggest Q1 2021 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $27.6M.
  • Shufro Rose & Co fully exited DuPont de Nemours in Q1 2021, selling an estimated $3.44M.
  • Shufro Rose & Co's ten largest holdings make up 39% of its $1.26B portfolio in Q1 2021.
  • Shufro Rose & Co opened 33 new positions and closed 15 in Q1 2021.
  • Shufro Rose & Co's portfolio value rose 5.7% quarter-over-quarter to $1.26B.

Based on Shufro Rose & Co's 13F filing for Q1 2021, filed 28 Apr 2021.