SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+8.41%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.26B
AUM Growth
+$67.9M
Cap. Flow
-$18.8M
Cap. Flow %
-1.49%
Top 10 Hldgs %
38.94%
Holding
303
New
25
Increased
43
Reduced
143
Closed
9

Top Buys

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$70.7M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$14.1M
3
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$6.27M
4
UL icon
Unilever
UL
$3.19M
5
IFF icon
International Flavors & Fragrances
IFF
$2.78M

Top Sells

1
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$27.6M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$20.2M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$20.1M
4
GLD icon
SPDR Gold Trust
GLD
$10.1M
5
GDX icon
VanEck Gold Miners ETF
GDX
$6.48M

Sector Composition

1 Technology 22.71%
2 Consumer Discretionary 11.27%
3 Healthcare 10.73%
4 Financials 9.55%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RPT
276
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$114K 0.01%
10,000
– –
EHI
277
Western Asset Global High Income Fund
EHI
$199M
$112K 0.01%
10,685
– –
PED icon
278
PEDEVCO
PED
$57M
$104K 0.01%
71,095
– –
CERS icon
279
Cerus
CERS
$255M
$99K 0.01%
16,500
– –
OPK icon
280
Opko Health
OPK
$1.1B
$97K 0.01%
22,500
– –
JPC icon
281
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$95K 0.01%
10,000
– –
PSEC icon
282
Prospect Capital
PSEC
$1.33B
$91K 0.01%
11,800
– –
FGH
283
DELISTED
FG Group Holdings Inc.
FGH
$91K 0.01%
+35,000
New +$91K
SFE
284
DELISTED
Safeguard Scientifics, Inc.
SFE
$83K 0.01%
12,100
-3,000
-20% -$20.6K
BKCC
285
DELISTED
BlackRock Capital Investment Corporation
BKCC
$73K 0.01%
21,798
– –
VHC icon
286
VirnetX
VHC
$83.3M
$68K 0.01%
610
-230
-27% -$25.6K
ARTW icon
287
Arts-Way Manufacturing Co
ARTW
$16.9M
$58K ﹤0.01%
18,784
– –
SNT
288
Senstar Technologies
SNT
$99.6M
$58K ﹤0.01%
12,835
– –
BLCM
289
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$49K ﹤0.01%
12,941
– –
PIM
290
Putnam Master Intermediate Income Trust
PIM
$162M
$48K ﹤0.01%
11,000
– –
REI icon
291
Ring Energy
REI
$205M
$46K ﹤0.01%
20,000
-30,000
-60% -$69K
VVR icon
292
Invesco Senior Income Trust
VVR
$555M
$42K ﹤0.01%
+10,000
New +$42K
WTT
293
DELISTED
Wireless Telecom Group, Inc.
WTT
$39K ﹤0.01%
22,726
– –
EQS icon
294
Equus Total Return
EQS
$30.7M
$35K ﹤0.01%
17,735
– –
AAME icon
295
Atlantic American Corp
AAME
$68.1M
– –
-41,992
Closed -$87K
CDE icon
296
Coeur Mining
CDE
$9.06B
– –
-10,000
Closed -$104K
DD icon
297
DuPont de Nemours
DD
$32.3B
– –
-48,442
Closed -$3.45M
DOW icon
298
Dow Inc
DOW
$16.9B
– –
-4,333
Closed -$240K
HON icon
299
Honeywell
HON
$137B
– –
-961
Closed -$204K
IJR icon
300
iShares Core S&P Small-Cap ETF
IJR
$85.7B
– –
-3,938
Closed -$362K
9 10 11
12
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