SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+12.48%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.19B
AUM Growth
+$154M
Cap. Flow
+$28.4M
Cap. Flow %
2.39%
Top 10 Hldgs %
35.71%
Holding
304
New
27
Increased
70
Reduced
119
Closed
26

Top Buys

1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$37.5M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
$12.2M
3
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.4M
4
GLD icon
SPDR Gold Trust
GLD
$11.4M
5
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$9.07M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$10.9M
2
COHR icon
Coherent
COHR
$5.88M
3
NWLI
National Western Life Group, Inc. Class A
NWLI
$5.26M
4
Y
Alleghany Corporation
Y
$4.74M
5
WD icon
Walker & Dunlop
WD
$3.95M

Sector Composition

1 Technology 22.91%
2 Healthcare 11.06%
3 Consumer Discretionary 10.6%
4 Financials 9.41%
5 Industrials 5.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WTT
276
DELISTED
Wireless Telecom Group, Inc.
WTT
$40K ﹤0.01%
22,726
– –
EQS icon
277
Equus Total Return
EQS
$30.7M
$38K ﹤0.01%
17,735
– –
REI icon
278
Ring Energy
REI
$205M
$33K ﹤0.01%
50,000
– –
ADBE icon
279
Adobe
ADBE
$146B
– –
-1,009
Closed -$495K
ALTO icon
280
Alto Ingredients
ALTO
$89M
– –
-7,500
Closed -$55K
AMRK icon
281
A-Mark Precious Metals
AMRK
$588M
– –
-87,000
Closed -$1.47M
BRX icon
282
Brixmor Property Group
BRX
$8.61B
– –
-17,771
Closed -$208K
CMF icon
283
iShares California Muni Bond ETF
CMF
$3.37B
– –
-7,216
Closed -$450K
CTO
284
CTO Realty Growth
CTO
$571M
– –
-18,420
Closed -$221K
DAR icon
285
Darling Ingredients
DAR
$4.99B
– –
-20,577
Closed -$741K
DHI icon
286
D.R. Horton
DHI
$52.7B
– –
-9,410
Closed -$712K
FDX icon
287
FedEx
FDX
$53.2B
– –
-2,000
Closed -$503K
INGR icon
288
Ingredion
INGR
$8.21B
– –
-4,915
Closed -$372K
LBRDA icon
289
Liberty Broadband Class A
LBRDA
$8.5B
– –
-2,050
Closed -$291K
LMT icon
290
Lockheed Martin
LMT
$107B
– –
-902
Closed -$346K
MIN
291
MFS Intermediate Income Trust
MIN
$307M
– –
-101,190
Closed -$377K
NAZ icon
292
Nuveen Arizona Quality Municipal Income Fund
NAZ
$138M
– –
-10,000
Closed -$147K
NSC icon
293
Norfolk Southern
NSC
$62.8B
– –
-1,125
Closed -$241K
TPH icon
294
Tri Pointe Homes
TPH
$3.18B
– –
-11,500
Closed -$209K
TURN
295
180 Degree Capital
TURN
$46.3M
– –
-25,002
Closed -$142K
VOD icon
296
Vodafone
VOD
$28.3B
– –
-17,969
Closed -$241K
VVR icon
297
Invesco Senior Income Trust
VVR
$555M
– –
-10,000
Closed -$37K
XLV icon
298
Health Care Select Sector SPDR Fund
XLV
$33.9B
– –
-1,934
Closed -$204K
ANAT
299
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-15,137
Closed -$1.02M
WORK
300
DELISTED
Slack Technologies, Inc.
WORK
– –
-9,600
Closed -$258K
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12
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