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Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+12.5%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.19B
AUM Growth
+$154M
Cap. Flow
+$34M
Cap. Flow %
2.85%
Top 10 Hldgs %
35.65%
Holding
318
New
36
Increased
71
Reduced
119
Closed
30

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$37.4M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.2M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$11.4M
4
GLD icon
SPDR Gold Trust
GLD
+$11.2M
5
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$9.04M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$10.5M
2
NWLI
National Western Life Group, Inc. Class A
NWLI
+$4.94M
3
COHR icon
Coherent
COHR
+$4.59M
4
Y
Alleghany Corp
Y
+$4.58M
5
WD icon
Walker & Dunlop
WD
+$3.18M

Sector Composition

Rank Sector Weight
1 Technology 22.87%
2 Healthcare 11.04%
3 Consumer Discretionary 10.59%
4 Financials 9.4%
5 Industrials 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHC icon
276
VirnetX Holding Corp
VHC
$56.8M
$85K 0.01%
+840
New +$90.8K
ACTG icon
277
Acacia Research
ACTG
$447M
$79K 0.01%
20,015
+2,000
+11% +$7.17K
PSEC icon
278
Prospect Capital
PSEC
$1.11B
$64K 0.01%
11,800
– –
QCOM icon
279
PUT
Qualcomm
QCOM
$159B
$61K 0.01%
+400
New +$55.7K
BKCC
280
DELISTED
BlackRock Capital Investment Corporation
BKCC
$59K ﹤0.01%
21,798
+608
+3% +$1.63K
ARTW icon
281
Arts-Way Manufacturing Co
ARTW
$11.2M
$54K ﹤0.01%
18,784
– –
SNT
282
Senstar Technologies
SNT
$43.6M
$50K ﹤0.01%
12,835
-5,000
-28% -$20.4K
PIM
283
Franklin Master Intermediate Income Trust
PIM
$150M
$47K ﹤0.01%
11,000
– –
BLCM
284
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$46K ﹤0.01%
12,941
– –
WTT
285
DELISTED
Wireless Telecom Group, Inc.
WTT
$40K ﹤0.01%
22,726
– –
EQS icon
286
Equus Total Return
EQS
$16.2M
$38K ﹤0.01%
17,735
– –
REI icon
287
Ring Energy
REI
$320M
$33K ﹤0.01%
50,000
– –
OPK icon
288
PUT
Opko Health
OPK
$978M
$20K ﹤0.01%
+5,000
New +$20.9K
AAPL icon
289
PUT
Apple
AAPL
$4.46T
– –
-4,000
Closed -$464K
ADBE icon
290
Adobe
ADBE
$99.9B
– –
-1,009
Closed -$495K
ALTO icon
291
CALL
Alto Ingredients
ALTO
$377M
– –
-7,500
Closed -$55K
ALTO icon
292
Alto Ingredients
ALTO
$377M
– –
-7,500
Closed -$55K
ALTO icon
293
PUT
Alto Ingredients
ALTO
$377M
– –
-7,500
Closed -$55K
GOLD
294
Gold.com Inc
GOLD
$1.22B
– –
-87,000
Closed -$1.47M
BRX icon
295
Brixmor Property Group
BRX
$9.68B
– –
-17,771
Closed -$208K
CMF icon
296
iShares California Muni Bond ETF
CMF
$4.58B
– –
-7,216
Closed -$450K
CTO
297
CTO Realty Growth
CTO
$827M
– –
-18,420
Closed -$221K
DAR icon
298
Darling Ingredients
DAR
$9.5B
– –
-20,577
Closed -$741K
DHI icon
299
D.R. Horton
DHI
$41B
– –
-9,410
Closed -$712K
FDX icon
300
FedEx
FDX
$73.2B
– –
-2,000
Closed -$503K
9 10 11
12
13

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LLL
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Shufro Rose & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Shufro Rose & Co held 318 positions worth $1.19B, up 15% from $1.04B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shufro Rose & Co's Q4 2020 filing shows 36 new, 71 increased, 119 reduced and 30 closed positions. Its largest new stake was VanEck Gold Miners ETF: 211,711 shares worth $7.63M. The largest sale was Sprott Physical Gold and Silver Trust, an estimated $10.5M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Shufro Rose & Co's largest Q4 2020 buy was VanEck Gold Miners ETF: 211,711 shares worth $7.63M.
  • Shufro Rose & Co added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $37.4M increase.
  • Shufro Rose & Co's biggest Q4 2020 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $10.5M.
  • Shufro Rose & Co fully exited Gold.com Inc in Q4 2020, selling an estimated $1.47M.
  • Shufro Rose & Co's ten largest holdings make up 36% of its $1.19B portfolio in Q4 2020.
  • Shufro Rose & Co opened 36 new positions and closed 30 in Q4 2020.
  • Shufro Rose & Co's portfolio value rose 15% quarter-over-quarter to $1.19B.

Based on Shufro Rose & Co's 13F filing for Q4 2020, filed 3 Feb 2021.