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Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-12.05%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$905M
AUM Growth
-$173M
Cap. Flow
-$29.9M
Cap. Flow %
-3.3%
Top 10 Hldgs %
32.4%
Holding
319
New
22
Increased
51
Reduced
158
Closed
21

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$9.05M
3
BSCK
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
+$8.98M
4
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$7.85M
5
ARCC icon
Ares Capital
ARCC
+$6.76M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$20.3M
2
GE icon
GE Aerospace
GE
+$9.97M
3
WELL icon
Welltower
WELL
+$7.22M
4
SYK icon
Stryker
SYK
+$5.84M
5
HOUS
Anywhere Real Estate
HOUS
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 15.82%
3 Consumer Discretionary 13.58%
4 Healthcare 12.46%
5 Industrials 9.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
276
Western Asset Global High Income Fund
EHI
$174M
$83K 0.01%
10,005
-2,730
-21% -$23.8K
JPC icon
277
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$83K 0.01%
10,000
– –
SLM icon
278
SLM Corp
SLM
$4.83B
$83K 0.01%
+10,025
New +$99.8K
SANW
279
DELISTED
S&W Seed Co
SANW
$80K 0.01%
2,316
-237
-9% -$12.4K
MCK icon
280
McKesson
MCK
$104B
$77K 0.01%
700
-2,600
-79% -$324K
PSEC icon
281
Prospect Capital
PSEC
$1.08B
$69K 0.01%
11,000
– –
PEI
282
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$68K 0.01%
760
– –
SNT
283
Senstar Technologies
SNT
$39.2M
$64K 0.01%
14,335
– –
PIM
284
Franklin Master Intermediate Income Trust
PIM
$151M
$60K 0.01%
14,000
– –
FNJN
285
DELISTED
Finjan Holdings, Inc.
FNJN
$54K 0.01%
21,500
+10,500
+95% +$35.1K
ESV
286
DELISTED
Ensco Rowan plc
ESV
$52K 0.01%
3,625
-3,000
-45% -$77.3K
ARTW icon
287
Arts-Way Manufacturing Co
ARTW
$11.5M
$48K 0.01%
23,784
– –
CNX icon
288
CALL
CNX Resources
CNX
$4.91B
$46K 0.01%
+4,000
New +$55.1K
EQS icon
289
Equus Total Return
EQS
$16.9M
$35K ﹤0.01%
17,735
– –
PDLI
290
DELISTED
PDL BioPharma, Inc.
PDLI
$33K ﹤0.01%
11,500
– –
NBR icon
291
Nabors Industries
NBR
$1.17B
$20K ﹤0.01%
+202
New +$44.5K
JCP
292
DELISTED
J.C. Penney Company, Inc.
JCP
$14K ﹤0.01%
13,000
– –
ALTO icon
293
Alto Ingredients
ALTO
$338M
$9K ﹤0.01%
11,000
– –
STRR
294
DELISTED
Star Equity Holdings
STRR
$7K ﹤0.01%
+260
New +$13.5K
ALIM
295
DELISTED
Alimera Sciences
ALIM
$7K ﹤0.01%
667
– –
RAD
296
DELISTED
Rite Aid Corporation
RAD
$7K ﹤0.01%
500
– –
GV
297
CALL
DELISTED
Goldfield Corporation
GV
$6K ﹤0.01%
+2,600
New +$8.15K
BDRX
298
Biodexa Pharmaceuticals
BDRX
$130
– –
0
– –
AAOI icon
299
Applied Optoelectronics
AAOI
$6.14B
– –
-10,000
Closed -$202K
AAPL icon
300
PUT
Apple
AAPL
$4.97T
– –
-6,000
Closed -$339K
9 10 11
12
13

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PWMAG
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Shufro Rose & Co's Q4 2018 Portfolio in Review

As of Q4 2018, Shufro Rose & Co held 319 positions worth $905M, down 16% from $1.08B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shufro Rose & Co withdrew a net $29.9M in Q4 2018, closing 21 positions and reducing 158 holdings. Its most notable exit was Rockwell Collins, an estimated $20.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 24% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Shufro Rose & Co opened a new position in Ares Capital worth $6.37M.

  • Shufro Rose & Co's largest Q4 2018 buy was Ares Capital: 408,710 shares worth $6.37M.
  • Shufro Rose & Co added most to Invesco S&P 500 Equal Weight ETF in Q4 2018, an estimated $19.8M increase.
  • Shufro Rose & Co's biggest Q4 2018 reduction was GE Aerospace, cutting an estimated $9.97M.
  • Shufro Rose & Co fully exited Rockwell Collins in Q4 2018, selling an estimated $20.3M.
  • Shufro Rose & Co's ten largest holdings make up 32% of its $905M portfolio in Q4 2018.
  • Shufro Rose & Co opened 22 new positions and closed 21 in Q4 2018.
  • Shufro Rose & Co's portfolio value fell 16% quarter-over-quarter to $905M.

Based on Shufro Rose & Co's 13F filing for Q4 2018, filed 1 Feb 2019.