SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
-2.82%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.01B
AUM Growth
-$2.33M
Cap. Flow
+$6.81M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.61%
Holding
311
New
21
Increased
68
Reduced
121
Closed
39

Top Buys

1
D icon
Dominion Energy
D
$25.4M
2
NTR icon
Nutrien
NTR
$11M
3
AZO icon
AutoZone
AZO
$8.59M
4
SBUX icon
Starbucks
SBUX
$6.09M
5
TWX
Time Warner Inc
TWX
$1.98M

Top Sells

1
VPG icon
Vishay Precision Group
VPG
$11.8M
2
AGU
Agrium
AGU
$8.84M
3
WELL icon
Welltower
WELL
$4.9M
4
CPN
Calpine Corporation
CPN
$4.55M
5
POT
Potash Corp Of Saskatchewan
POT
$3.42M

Sector Composition

1 Technology 22.4%
2 Financials 13.55%
3 Industrials 13.21%
4 Healthcare 13.05%
5 Consumer Discretionary 12.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUV icon
276
Nuveen Municipal Value Fund
NUV
$1.82B
– –
-17,000
Closed -$172K
TURN
277
180 Degree Capital
TURN
$46.5M
$157K 0.02%
28,167
– –
REFR icon
278
Research Frontiers
REFR
$43.4M
$137K 0.01%
140,250
-3,000
-2% -$2.93K
MSD
279
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
– –
-12,450
Closed -$124K
DBRG icon
280
DigitalBridge
DBRG
$2.04B
$128K 0.01%
5,675
– –
F icon
281
Ford
F
$46.7B
$123K 0.01%
11,142
-4,566
-29% -$50.4K
JQC icon
282
Nuveen Credit Strategies Income Fund
JQC
$746M
– –
-15,300
Closed -$126K
AAME icon
283
Atlantic American Corp
AAME
$66.7M
$119K 0.01%
36,050
– –
LEE icon
284
Lee Enterprises
LEE
$25.6M
$119K 0.01%
6,100
+3,600
+144% +$70.2K
RQI icon
285
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
0
– –
SANW
286
DELISTED
S&W Seed Co
SANW
$101K 0.01%
1,474
+369
+33% +$25.3K
JPC icon
287
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
– –
-10,000
Closed -$103K
CHS
288
DELISTED
Chicos FAS, Inc.
CHS
$99K 0.01%
10,950
-23,250
-68% -$210K
ESV
289
DELISTED
Ensco Rowan plc
ESV
$93K 0.01%
5,300
+2,800
+112% +$49.1K
PSEC icon
290
Prospect Capital
PSEC
$1.34B
$89K 0.01%
13,602
– –
CERS icon
291
Cerus
CERS
$255M
$88K 0.01%
16,000
+2,000
+14% +$11K
PIM
292
Putnam Master Intermediate Income Trust
PIM
$163M
– –
0
– –
SNT
293
Senstar Technologies
SNT
$103M
$83K 0.01%
14,335
– –
OXSQ icon
294
Oxford Square Capital
OXSQ
$172M
$82K 0.01%
13,500
-3,500
-21% -$21.3K
MIND icon
295
MIND Technology
MIND
$75.2M
$69K 0.01%
2,120
– –
ARTW icon
296
Arts-Way Manufacturing Co
ARTW
$16.4M
$57K 0.01%
23,784
– –
EQS icon
297
Equus Total Return
EQS
$30.7M
$42K ﹤0.01%
17,735
– –
JCP
298
DELISTED
J.C. Penney Company, Inc.
JCP
$39K ﹤0.01%
13,000
– –
PDLI
299
DELISTED
PDL BioPharma, Inc.
PDLI
$34K ﹤0.01%
11,500
– –
ALTO icon
300
Alto Ingredients
ALTO
$90.6M
$33K ﹤0.01%
11,000
+1,000
+10% +$3K
9 10 11
12
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