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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.04B
AUM Growth
+$25.5M
Cap. Flow
-$35.5M
Cap. Flow %
-3.42%
Top 10 Hldgs %
36.42%
Holding
309
New
22
Increased
61
Reduced
127
Closed
27

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$31.1M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$17.9M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$12.5M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.43M

Top Sells

Rank Stock Value
1
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$32.4M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$27.5M
3
QCOM icon
Qualcomm
QCOM
+$9.54M
4
MET icon
MetLife
MET
+$7.64M
5
NWLI
National Western Life Group, Inc. Class A
NWLI
+$4.22M

Sector Composition

Rank Sector Weight
1 Technology 24.08%
2 Healthcare 12.59%
3 Consumer Discretionary 11.71%
4 Financials 10.54%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
251
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$164K 0.02%
14,800
+2,000
+16% +$22.2K
JPS
252
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$153K 0.01%
17,332
-6,384
-27% -$56.8K
NUV icon
253
Nuveen Municipal Value Fund
NUV
$1.91B
$149K 0.01%
14,000
– –
NAZ icon
254
Nuveen Arizona Quality Municipal Income Fund
NAZ
$157M
$147K 0.01%
10,000
– –
TSQ icon
255
Townsquare Media
TSQ
$109M
$147K 0.01%
31,500
– –
JEQ
256
DELISTED
abrdn Japan Equity Fund
JEQ
$144K 0.01%
17,375
– –
MZA
257
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$144K 0.01%
10,000
– –
TURN
258
DELISTED
180 Degree Capital
TURN
$142K 0.01%
25,002
– –
EVN
259
Eaton Vance Municipal Income Trust
EVN
$414M
$128K 0.01%
10,000
– –
ORBC
260
DELISTED
ORBCOMM, Inc.
ORBC
$123K 0.01%
36,100
– –
NVCR icon
261
PUT
NovoCure
NVCR
$1.78B
$111K 0.01%
+1,000
New +$80K
PED icon
262
PEDEVCO
PED
$139M
$106K 0.01%
3,555
-3,750
-51% -$71.9K
OPK icon
263
Opko Health
OPK
$978M
$105K 0.01%
28,500
-29,200
-51% -$123K
CERS icon
264
Cerus
CERS
$433M
$103K 0.01%
16,500
– –
JPC icon
265
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$85K 0.01%
10,000
– –
BLCM
266
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$85K 0.01%
12,941
– –
USAP
267
DELISTED
Universal Stainless & Alloy
USAP
$78K 0.01%
14,197
– –
F icon
268
Ford
F
$57.5B
$73K 0.01%
10,908
+750
+7% +$5.08K
AAME icon
269
Atlantic American Corp
AAME
$32M
$72K 0.01%
35,992
– –
SNT
270
Senstar Technologies
SNT
$43.6M
$67K 0.01%
17,835
– –
ACTG icon
271
Acacia Research
ACTG
$447M
$63K 0.01%
18,015
– –
PSEC icon
272
Prospect Capital
PSEC
$1.1B
$59K 0.01%
11,800
– –
ALTO icon
273
CALL
Alto Ingredients
ALTO
$377M
$55K 0.01%
+7,500
New +$26K
ALTO icon
274
Alto Ingredients
ALTO
$377M
$55K 0.01%
7,500
-2,500
-25% -$8.66K
ALTO icon
275
PUT
Alto Ingredients
ALTO
$377M
$55K 0.01%
+7,500
New +$26K
9 10
11
12 13

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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Shufro Rose & Co held 309 positions worth $1.04B, up 2.5% from $1.01B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shufro Rose & Co withdrew a net $35.5M in Q3 2020, closing 27 positions and reducing 127 holdings. Its most notable exit was Valmont Industries, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Shufro Rose & Co opened a new position in Sprott Physical Gold and Silver Trust worth $29.7M.

  • Shufro Rose & Co's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,618,573 shares worth $29.7M.
  • Shufro Rose & Co added most to iShares MSCI USA Quality Factor ETF in Q3 2020, an estimated $6.43M increase.
  • Shufro Rose & Co's biggest Q3 2020 reduction was Invesco BulletShares 2022 Corporate Bond ETF, cutting an estimated $32.4M.
  • Shufro Rose & Co fully exited Valmont Industries in Q3 2020, selling an estimated $1.24M.
  • Shufro Rose & Co's ten largest holdings make up 36% of its $1.04B portfolio in Q3 2020.
  • Shufro Rose & Co opened 22 new positions and closed 27 in Q3 2020.
  • Shufro Rose & Co's portfolio value rose 2.5% quarter-over-quarter to $1.04B.

Based on Shufro Rose & Co's 13F filing for Q3 2020, filed 27 Oct 2020.