SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+7.83%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.04B
AUM Growth
+$25.4M
Cap. Flow
-$37.1M
Cap. Flow %
-3.57%
Top 10 Hldgs %
36.46%
Holding
298
New
18
Increased
61
Reduced
126
Closed
21

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$29.7M
2
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$17.9M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$12.5M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$6.52M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$6.5M

Top Sells

1
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$32.3M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$27.5M
3
QCOM icon
Qualcomm
QCOM
$10.5M
4
MET icon
MetLife
MET
$7.48M
5
NWLI
National Western Life Group, Inc. Class A
NWLI
$3.75M

Sector Composition

1 Technology 24.11%
2 Healthcare 12.61%
3 Consumer Discretionary 11.73%
4 Financials 10.55%
5 Industrials 6.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUV icon
251
Nuveen Municipal Value Fund
NUV
$1.81B
$149K 0.01%
14,000
– –
NAZ icon
252
Nuveen Arizona Quality Municipal Income Fund
NAZ
$138M
$147K 0.01%
10,000
– –
TSQ icon
253
Townsquare Media
TSQ
$118M
$147K 0.01%
31,500
– –
JEQ
254
abrdn Japan Equity Fund
JEQ
$114M
$144K 0.01%
17,375
– –
MZA
255
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$144K 0.01%
10,000
– –
TURN
256
180 Degree Capital
TURN
$46.3M
$142K 0.01%
25,002
– –
EVN
257
Eaton Vance Municipal Income Trust
EVN
$414M
$128K 0.01%
10,000
– –
ORBC
258
DELISTED
ORBCOMM, Inc.
ORBC
$123K 0.01%
36,100
– –
PED icon
259
PEDEVCO
PED
$57M
$106K 0.01%
71,095
-75,000
-51% -$112K
OPK icon
260
Opko Health
OPK
$1.1B
$105K 0.01%
28,500
-29,200
-51% -$108K
CERS icon
261
Cerus
CERS
$255M
$103K 0.01%
16,500
– –
JPC icon
262
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$85K 0.01%
10,000
– –
BLCM
263
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$85K 0.01%
12,941
– –
USAP
264
DELISTED
Universal Stainless & Alloy
USAP
$78K 0.01%
14,197
– –
F icon
265
Ford
F
$46.5B
$73K 0.01%
10,908
+750
+7% +$5.02K
AAME icon
266
Atlantic American Corp
AAME
$68.1M
$72K 0.01%
35,992
– –
SNT
267
Senstar Technologies
SNT
$99.6M
$67K 0.01%
17,835
– –
ACTG icon
268
Acacia Research
ACTG
$322M
$63K 0.01%
18,015
– –
PSEC icon
269
Prospect Capital
PSEC
$1.33B
$59K 0.01%
11,800
– –
ALTO icon
270
Alto Ingredients
ALTO
$89M
$55K 0.01%
7,500
-2,500
-25% -$18.3K
BKCC
271
DELISTED
BlackRock Capital Investment Corporation
BKCC
$52K 0.01%
21,190
+690
+3% +$1.69K
PIM
272
Putnam Master Intermediate Income Trust
PIM
$162M
$45K ﹤0.01%
11,000
– –
ARTW icon
273
Arts-Way Manufacturing Co
ARTW
$16.9M
$43K ﹤0.01%
18,784
– –
VVR icon
274
Invesco Senior Income Trust
VVR
$555M
$37K ﹤0.01%
10,000
– –
REI icon
275
Ring Energy
REI
$205M
$34K ﹤0.01%
+50,000
New +$34K
8 9 10
11
12