SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
This Quarter Return
-11.99%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$901M
AUM Growth
+$901M
Cap. Flow
-$27.6M
Cap. Flow %
-3.06%
Top 10 Hldgs %
32.55%
Holding
313
New
18
Increased
51
Reduced
158
Closed
20

Top Buys

1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$18.3M
2
BSCK
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$9M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$8.84M
4
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$7.88M
5
ARCC icon
Ares Capital
ARCC
$6.37M

Top Sells

1
COL
Rockwell Collins
COL
$20.3M
2
GE icon
GE Aerospace
GE
$8.01M
3
WELL icon
Welltower
WELL
$7.36M
4
SYK icon
Stryker
SYK
$5.48M
5
HOUS icon
Anywhere Real Estate
HOUS
$4.96M

Sector Composition

1 Technology 24.24%
2 Financials 15.89%
3 Consumer Discretionary 13.64%
4 Healthcare 12.52%
5 Industrials 9.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SVC
226
Service Properties Trust
SVC
$451M
$251K 0.03%
10,500
-100
-0.9% -$2.39K
CI icon
227
Cigna
CI
$80.3B
$244K 0.03%
+1,285
New +$244K
JBGS
228
JBG SMITH
JBGS
$1.32B
$241K 0.03%
6,913
– –
SABA
229
Saba Capital Income & Opportunities Fund II
SABA
$256M
$238K 0.03%
39,500
-5,000
-11% -$30.1K
AVX
230
DELISTED
AVX Corporation
AVX
$232K 0.03%
15,245
-1,100
-7% -$16.7K
USAP
231
DELISTED
Universal Stainless & Alloy
USAP
$230K 0.03%
14,197
– –
ASV
232
DELISTED
ASV Holdings, Inc. Common Stock
ASV
$230K 0.03%
114,967
-22,533
-16% -$45.1K
FCO
233
abrdn Global Income Fund
FCO
$90.2M
$227K 0.03%
31,900
– –
MO icon
234
Altria Group
MO
$113B
$227K 0.03%
4,600
+300
+7% +$14.8K
JPS
235
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$225K 0.02%
27,201
– –
REGN icon
236
Regeneron Pharmaceuticals
REGN
$61.5B
$224K 0.02%
600
– –
BDJ icon
237
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$221K 0.02%
28,385
– –
REFR icon
238
Research Frontiers
REFR
$45.4M
$221K 0.02%
141,750
-1,500
-1% -$2.34K
PI icon
239
Impinj
PI
$5.45B
$219K 0.02%
15,035
+570
+4% +$8.3K
CDE icon
240
Coeur Mining
CDE
$8.45B
$218K 0.02%
48,800
-1,000
-2% -$4.47K
BDX icon
241
Becton Dickinson
BDX
$55.3B
$214K 0.02%
950
– –
SQM icon
242
Sociedad Química y Minera de Chile
SQM
$13B
$211K 0.02%
5,500
– –
FLG
243
Flagstar Financial, Inc.
FLG
$5.33B
$211K 0.02%
22,449
-1,700
-7% -$16K
VGM icon
244
Invesco Trust Investment Grade Municipals
VGM
$517M
$207K 0.02%
18,000
-10,300
-36% -$118K
CMCSA icon
245
Comcast
CMCSA
$125B
$206K 0.02%
6,050
+257
+4% +$8.75K
MS icon
246
Morgan Stanley
MS
$240B
$202K 0.02%
+5,100
New +$202K
AAL icon
247
American Airlines Group
AAL
$8.82B
$201K 0.02%
6,263
– –
FUND
248
Sprott Focus Trust
FUND
$244M
$200K 0.02%
34,597
-12,313
-26% -$71.2K
SND icon
249
Smart Sand
SND
$77.1M
$198K 0.02%
89,000
-55,000
-38% -$122K
MHN icon
250
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$292M
$195K 0.02%
16,300
-4,000
-20% -$47.9K
8 9
10
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