SG Americas Securities’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

SG Americas Securities’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-199,133	Closed	-$1.99M	–	2957
2015 Q4	$1.99M	Buy	+199,133	New	+$2.11M	0.01%	711
2015 Q1	–	Sell	-468,875	Closed	-$5.43M	–	2580
2014 Q4	$5.43M	Buy	+468,875	New	+$5.56M	0.03%	576
2014 Q3	–	Sell	-12,239	Closed	-$178K	–	2651
2014 Q2	$178K	Hold	12,239	–	–	﹤0.01%	2083
2014 Q1	$168K	Sell	12,239 -477,334	-98%	-$6.78M	﹤0.01%	2009
2013 Q4	$6.49M	Buy	+489,573	New	+$6.88M	0.03%	560

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SG Americas Securities's CEF Position: Q1 2016 in Review

SG Americas Securities sold out of Sprott Physical Gold and Silver Trust (CEF) in Q1 2016, closing a stake of 199,133 shares — an estimated $1.99M sold.

SG Americas Securities first reported a position in CEF in Q4 2013 and held it in 5 quarters. The position peaked at $6.49M in Q4 2013. 176 funds tracked by Wall St. Rank hold CEF as of Q1 2016.

SG Americas Securities reported no remaining Sprott Physical Gold and Silver Trust position as of Q1 2016 after selling out during the quarter.
SG Americas Securities sold 199,133 Sprott Physical Gold and Silver Trust shares in Q1 2016, an estimated $1.99M.
SG Americas Securities first reported a position in Sprott Physical Gold and Silver Trust in Q4 2013 and held it in 5 quarters.
SG Americas Securities's Sprott Physical Gold and Silver Trust position peaked at $6.49M in Q4 2013.
176 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q1 2016.

Based on SG Americas Securities's 13F filing for Q1 2016, filed 12 May 2016.