SLCM

Seven Locks Capital Management Portfolio holdings

AUM $125M
1-Year Est. Return 17.91%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.91%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$281M
AUM Growth
-$88.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
35
New
Increased
Reduced
Closed

Top Buys

1
+$9.32M
2
+$9.24M
3
+$9.07M
4
RESI
Front Yard Residential Corporation Common Stock
RESI
+$9.02M
5
HIFR
InfraREIT, Inc.
HIFR
+$8.42M

Top Sells

1
+$29.7M
2
+$16.3M
3
+$11.2M
4
PFSI icon
PennyMac Financial
PFSI
+$10.1M
5
SHEN icon
Shenandoah Telecom
SHEN
+$9.65M

Sector Composition

1 Financials 20%
2 Communication Services 16%
3 Real Estate 12.94%
4 Materials 11.04%
5 Healthcare 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$4.11M 1.46%
+222,800
27
$1.25M 0.45%
117,619
-249,658
28
– –
0
29
– –
0
30
– –
0
31
– –
0
32
– –
-581,605
33
– –
-707,000
34
– –
-179,583
35
– –
0
1
2