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SLCM
Seven Locks Capital Management Portfolio holdings
AUM
$168M
1-Year Est. Return
17.91%
This Fund
S&P 500
This Quarter
Est. Return
-3.96%
1 Year Est. Return
+17.91%
3 Year Est. Return
+49.78%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$708M
AUM Growth
-$88.6M
(-11%)
Cap. Flow
-$63.5M
Cap. Flow
% of AUM
-8.96%
Top 10 Holdings %
Top 10 Hldgs %
61.57%
Holding
42
New
7
Increased
16
Reduced
9
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DigitalBridge
DBRG
|
+$28.7M |
| 2 |
ENDP
Endo International plc
ENDP
|
+$18.8M |
| 3 |
KS
KapStone Paper and Pack Corp.
KS
|
+$16.6M |
| 4 |
EQC
Equity Commonwealth
EQC
|
+$14.8M |
| 5 |
MGAM
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
|
+$10.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NRF
NorthStar Realty Finance Corp.
NRF
|
+$29.1M |
| 2 |
VER
VEREIT, Inc.
VER
|
+$16.9M |
| 3 |
FIO
FUSION-IO INC COM
FIO
|
+$11.3M |
| 4 |
Post Holdings
POST
|
+$11.3M |
| 5 |
Graphic Packaging
GPK
|
+$10.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.21% |
| 2 | Communication Services | 9.92% |
| 3 | Healthcare | 7.99% |
| 4 | Consumer Discretionary | 6.72% |
| 5 | Real Estate | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $166M | 23.5% |
845,000
-705,000
| -45% | -$139M |
|
2
PUT
iShares US Real Estate ETF
IYR
$4.5B
| $64.4M | 9.08% |
930,000
+180,000
| +24% | +$13M |
|
3
PUT
iShares Russell 2000 ETF
IWM
$81.6B
| $32.8M | 4.63% |
+300,000
| New | +$34.3M |
|
|
CONE
4
DELISTED
CyrusOne Inc Common Stock
CONE
| $31.1M | 4.39% |
1,295,011
+214,540
| +20% | +$5.46M |
|
|
ENDP
5
DELISTED
Endo International plc
ENDP
| $30.3M | 4.27% |
442,900
+286,150
| +183% | +$18.8M |
|
|
6
DigitalBridge
DBRG
$2.92B
| $28.1M | 3.96% |
+381,055
| New | +$28.7M |
|
7
PennyMac Financial
PFSI
$4.4B
| $21.6M | 3.06% |
1,477,545
+446,533
| +43% | +$6.81M |
|
|
ECHO
8
EchoStar
ECHO
$26.7B
| $21.4M | 3.02% |
541,954
-11,785
| -2% | -$483K |
|
|
GLOG
9
DELISTED
GASLOG LTD
GLOG
| $20.1M | 2.84% |
913,326
-49,750
| -5% | -$1.28M |
|
|
QVCGA
10
DELISTED
QVC Group Inc Series A
QVCGA
| $19.9M | 2.81% |
20,062
+5,744
| +40% | +$6.8M |
|
11
SiriusXM
SIRI
$10B
| $19.3M | 2.72% |
552,830
+17,200
| +3% | +$601K |
|
12
Brookdale Senior Living
BKD
$3.5B
| $18.6M | 2.63% |
577,289
+187,029
| +48% | +$6.37M |
|
13
Voya Financial
VOYA
$8.93B
| $18M | 2.55% |
461,200
-19,800
| -4% | -$751K |
|
|
HAWK
14
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
| $17.5M | 2.47% |
541,400
+136,400
| +34% | +$3.84M |
|
|
SFR
15
DELISTED
Starwood Waypoint Homes
SFR
| $16.3M | 2.3% |
625,309
+26,500
| +4% | +$707K |
|
16
Charter Communications
CHTR
$15.9B
| $15.8M | 2.23% |
104,280
-47,380
| -31% | -$7.51M |
|
|
KS
17
DELISTED
KapStone Paper and Pack Corp.
KS
| $15.3M | 2.16% |
+545,800
| New | +$16.6M |
|
|
18
Graphic Packaging
GPK
$3.29B
| $14.6M | 2.07% |
1,177,868
-821,400
| -41% | -$10.1M |
|
|
EQC
19
DELISTED
Equity Commonwealth
EQC
| $14.3M | 2.02% |
+557,000
| New | +$14.8M |
|
20
Shenandoah Telecom
SHEN
$651M
| $13.8M | 1.95% |
1,112,872
+147,100
| +15% | +$2.07M |
|
|
ECHO
21
CALL
EchoStar
ECHO
$26.7B
| $13.6M | 1.92% |
+343,916
| New | +$14.1M |
|
|
MGAM
22
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
| $13M | 1.83% |
+360,346
| New | +$10.8M |
|
|
ORB
23
DELISTED
ORBITAL SCIENCES CORP
ORB
| $12.9M | 1.81% |
462,433
+285,200
| +161% | +$7.84M |
|
24
Hilltop Holdings
HTH
$2.23B
| $12.2M | 1.72% |
606,749
+76,600
| +14% | +$1.58M |
|
|
BERY
25
DELISTED
Berry Global Group, Inc.
BERY
| $11.9M | 1.68% |
512,070
-113,473
| -18% | -$2.59M |
|
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Seven Locks Capital Management's Q3 2014 Portfolio in Review
As of Q3 2014, Seven Locks Capital Management held 42 positions worth $708M, down 11% from $797M the previous quarter. Its ten largest holdings account for 62% of the portfolio.
Seven Locks Capital Management withdrew a net $63.5M in Q3 2014, closing 10 positions and reducing 9 holdings. Its most notable exit was NorthStar Realty Finance Corp., an estimated $29.1M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Healthcare.
Against the trend, Seven Locks Capital Management opened a new position in DigitalBridge worth $28.1M.
- Seven Locks Capital Management's largest Q3 2014 buy was DigitalBridge: 381,055 shares worth $28.1M.
- Seven Locks Capital Management added most to Endo International plc in Q3 2014, an estimated $18.8M increase.
- Seven Locks Capital Management's biggest Q3 2014 reduction was Graphic Packaging, cutting an estimated $10.1M.
- Seven Locks Capital Management fully exited NorthStar Realty Finance Corp. in Q3 2014, selling an estimated $29.1M.
- Seven Locks Capital Management's ten largest holdings make up 62% of its $708M portfolio in Q3 2014.
- Seven Locks Capital Management opened 7 new positions and closed 10 in Q3 2014.
- Seven Locks Capital Management's portfolio value fell 11% quarter-over-quarter to $708M.
Based on Seven Locks Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.