Seven Locks Capital Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$43.3M	Buy	200,000 +50,000	+33%	+$10.8M	25.7%	1
2016 Q2	$31.4M	Buy	150,000 +105,000	+233%	+$21.8M	17.12%	1
2016 Q1	$9.25M	Sell	45,000 -55,000	-55%	-$10.7M	3.56%	10
2015 Q4	$20.4M	Buy	+100,000	New	+$20.5M	6.21%	3
2015 Q3	–	Sell	-200,000	Closed	-$41.2M	–	35
2015 Q2	$41.2M	Sell	200,000 -186,600	-48%	-$39.2M	10.16%	2
2015 Q1	$79.8M	Sell	386,600 -408,400	-51%	-$84.3M	13.34%	2
2014 Q4	$163M	Sell	795,000 -50,000	-6%	-$10.1M	24.45%	1
2014 Q3	$166M	Sell	845,000 -705,000	-45%	-$139M	23.5%	1
2014 Q2	$303M	Buy	1,550,000 +50,000	+3%	+$9.51M	38.06%	1
2014 Q1	$281M	Buy	1,500,000 +650,000	+76%	+$119M	40.64%	1
2013 Q4	$157M	Buy	+850,000	New	+$150M	44.75%	1