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Seros Financial Portfolio holdings
AUM
$197M
Turnover
23.68%
1-Year Est. Return
16.57%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+16.57%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$4.91M
(+2.6%)
Cap. Flow
+$9.8M
Cap. Flow % of AUM
Cap. Flow %
4.97%
Top 10 Holdings %
Top 10 Hldgs %
73.82%
Holding
76
New
10
Increased
26
Reduced
22
Closed
8
Avg Time Held
1.1
years
Top 10 Avg Time Held
0.9
years
Top 20 Avg Time Held
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Avantis US Large Cap Value ETF
AVLV
|
+$9.6M |
| 2 |
Franklin International Low Volatility High Dividend Index ETF
LVHI
|
+$2.58M |
| 3 |
Sprott Physical Gold
PHYS
|
+$2.26M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$1.31M |
| 5 |
Invesco S&P SmallCap Momentum ETF
XSMO
|
+$1.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$1.62M |
| 3 |
NEOS Enhanced Income Credit Select ETF
HYBI
|
+$400K |
| 4 |
Tesla
TSLA
|
+$386K |
| 5 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$356K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 93.07% |
| 2 | Technology | 3.15% |
| 3 | Industrials | 1.67% |
| 4 | Consumer Discretionary | 0.65% |
| 5 | Financials | 0.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
Invesco S&P 500 Momentum ETF
SPMO
$21.8B
| $27.2M | 13.79% |
179,169
+1,226
| +0.7% | +$182K |
2024 Q4
7 quarters
|
|
|
2
Avantis US Large Cap Value ETF
AVLV
$22.2B
| $19.2M | 9.77% |
212,685
+103,612
| +95% | +$9.6M |
2026 Q2
1 quarter
|
|
|
3
Invesco QQQ Trust
QQQ
$481B
| $16.7M | 8.5% |
22,616
-2,272
| -9% | -$1.62M |
2024 Q4
7 quarters
|
|
|
4
Invesco S&P SmallCap Momentum ETF
XSMO
$2.79B
| $15.4M | 7.82% |
188,783
+14,112
| +8% | +$1.22M |
2025 Q2
5 quarters
|
|
|
5
Franklin International Low Volatility High Dividend Index ETF
LVHI
$6.29B
| $14M | 7.12% |
336,070
+60,943
| +22% | +$2.58M |
2026 Q1
2 quarters
|
|
6
Schwab International Equity ETF
SCHF
$67.1B
| $13.5M | 6.88% |
493,254
+19,358
| +4% | +$539K |
2025 Q3
4 quarters
|
|
7
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.7B
| $11.6M | 5.92% |
287,456
+10,388
| +4% | +$409K |
2025 Q1
6 quarters
|
|
8
First Trust Preferred Securities and Income ETF
FPE
$5.85B
| $10.4M | 5.29% |
611,026
+55,770
| +10% | +$987K |
2024 Q4
7 quarters
|
|
9
FT Vest Fund of Buffer ETFs
BUFR
$10.9B
| $10.3M | 5.22% |
274,418
+8,980
| +3% | +$333K |
2024 Q4
7 quarters
|
|
|
10
Schwab US Large- Cap ETF
SCHX
$74.1B
| $6.91M | 3.51% |
230,291
+43,623
| +23% | +$1.31M |
2024 Q4
7 quarters
|
|
11
Innovator Laddered Allocation Power Buffer ETF
BUFF
$1.1B
| $5.41M | 2.75% |
100,346
+4,965
| +5% | +$265K |
2024 Q4
7 quarters
|
|
12
Xtrackers Short Duration High Yield Bond ETF
SHYL
$270M
| $5.13M | 2.61% |
119,542
+8,961
| +8% | +$394K |
2025 Q3
4 quarters
|
|
13
Vanguard Total Bond Market
BND
$164B
| $4.38M | 2.23% |
62,477
+4,865
| +8% | +$351K |
2024 Q4
7 quarters
|
|
14
PGIM Active High Yield Bond ETF
PHYL
$1.51B
| $2.77M | 1.41% |
83,002
+16,009
| +24% | +$554K |
2026 Q1
2 quarters
|
|
15
Invesco NASDAQ 100 ETF
QQQM
$108B
| $2.37M | 1.2% |
7,774
+91
| +1% | +$26.8K |
2025 Q3
4 quarters
|
|
|
16
Sprott Physical Gold
PHYS
$14.4B
| $2.19M | 1.11% |
+70,025
| New | +$2.26M |
2026 Q3
0 quarters
|
|
17
Innovator Laddered Allocation Buffer ETF
BUFB
$341M
| $2.01M | 1.02% |
49,865
+677
| +1% | +$27K |
2025 Q1
6 quarters
|
|
18
VanEck Semiconductor ETF
SMH
$67.7B
| $1.78M | 0.9% |
2,919
+134
| +5% | +$76.8K |
2025 Q1
6 quarters
|
|
19
State Street SPDR S&P 500 ETF Trust
SPY
$812B
| $1.61M | 0.82% |
2,107
+51
| +2% | +$38.7K |
2024 Q4
7 quarters
|
|
20
Apple
AAPL
$5.02T
| $1.54M | 0.78% |
4,633
+92
| +2% | +$29.6K |
2024 Q4
7 quarters
|
|
21
Orion Group Holdings
ORN
$356M
| $1.44M | 0.73% |
168,704
| – | – |
2024 Q4
7 quarters
|
|
22
CrowdStrike
CRWD
$268B
| $1.18M | 0.6% |
4,453
-15
| -0.3% | -$3.18K |
2024 Q4
7 quarters
|
|
23
iShares Russell Top 200 Growth ETF
IWY
$15.6B
| $1.14M | 0.58% |
3,882
+56
| +1% | +$16K |
2024 Q4
7 quarters
|
|
24
Microsoft
MSFT
$3.95T
| $1.07M | 0.54% |
2,078
+112
| +6% | +$51.8K |
2024 Q4
7 quarters
|
|
25
Johnson Controls International
JCI
$89.3B
| $1.06M | 0.54% |
7,100
| – | – |
2024 Q4
7 quarters
|
|
Similar funds
Seros Financial's Q3 2026 Portfolio in Review
As of Q3 2026, Seros Financial held 76 positions worth $197M, up 2.6% from $192M the previous quarter. Its ten largest holdings account for 74% of the portfolio.
Seros Financial deployed $9.8M of net new capital in Q3 2026, opening 10 new positions and adding to 26 existing holdings. Its largest new stake was Sprott Physical Gold: 70,025 shares worth $2.19M.
By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 93% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.62M trimmed.
- Seros Financial's largest Q3 2026 buy was Sprott Physical Gold: 70,025 shares worth $2.19M.
- Seros Financial added most to Avantis US Large Cap Value ETF in Q3 2026, an estimated $9.6M increase.
- Seros Financial's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $1.62M.
- Seros Financial fully exited Invesco S&P 500 Top 50 ETF in Q3 2026, selling an estimated $10.8M.
- Seros Financial's ten largest holdings make up 74% of its $197M portfolio in Q3 2026.
- Seros Financial opened 10 new positions and closed 8 in Q3 2026.
- Seros Financial's portfolio value rose 2.6% quarter-over-quarter to $197M.
Based on Seros Financial's 13F filing for Q3 2026, filed 21 Oct 2026.