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Seros Financial Portfolio holdings
AUM
$197M
Turnover
23.68%
1-Year Est. Return
16.58%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+16.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$197M
AUM Growth
+$4.91M
(+2.6%)
Cap. Flow
+$9.8M
Cap. Flow % of AUM
Cap. Flow %
4.97%
Top 10 Holdings %
Top 10 Hldgs %
73.82%
Holding
76
New
10
Increased
26
Reduced
22
Closed
8
Avg Time Held
1.1
years
Top 10 Avg Time Held
0.9
years
Top 20 Avg Time Held
1.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Avantis US Large Cap Value ETF
AVLV
|
+$9.6M |
| 2 |
Franklin International Low Volatility High Dividend Index ETF
LVHI
|
+$2.58M |
| 3 |
Sprott Physical Gold
PHYS
|
+$2.26M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$1.31M |
| 5 |
Invesco S&P SmallCap Momentum ETF
XSMO
|
+$1.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$1.62M |
| 3 |
NEOS Enhanced Income Credit Select ETF
HYBI
|
+$400K |
| 4 |
Tesla
TSLA
|
+$386K |
| 5 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$356K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 93.07% |
| 2 | Technology | 3.15% |
| 3 | Industrials | 1.71% |
| 4 | Consumer Discretionary | 0.65% |
| 5 | Financials | 0.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
iShares S&P 500 Growth ETF
IVW
$74.6B
| $295K | 0.15% |
2,073
-19
| -0.9% | -$2.63K |
2024 Q4
7 quarters
|
|
52
Costco
COST
$478B
| $271K | 0.14% |
298
+5
| +2% | +$4.67K |
2024 Q4
7 quarters
|
|
53
Innovator US Equity Power Buffer ETF October
POCT
$1.14B
| $265K | 0.13% |
5,535
-748
| -12% | -$35.2K |
2024 Q4
7 quarters
|
|
54
Meta Platforms (Facebook)
META
$1.64T
| $258K | 0.13% |
+355
| New | +$222K |
2026 Q3
0 quarters
|
|
55
Vanguard FTSE Developed Markets ETF
VEA
$231B
| $254K | 0.13% |
+3,594
| New | +$258K |
2026 Q3
0 quarters
|
|
56
iShares Core S&P 500 ETF
IVV
$882B
| $252K | 0.13% |
329
+45
| +16% | +$34.3K |
2024 Q4
7 quarters
|
|
|
57
Tesla
TSLA
$1.55T
| $252K | 0.13% |
709
-1,079
| -60% | -$386K |
2024 Q4
7 quarters
|
|
58
Innovator US Equity Power Buffer ETF September
PSEP
$1.23B
| $240K | 0.12% |
5,126
+530
| +12% | +$24.7K |
2024 Q4
7 quarters
|
|
59
Lam Research
LRCX
$301B
| $237K | 0.12% |
720
| – | – |
2026 Q2
1 quarter
|
|
60
Innovator US Equity Power Buffer ETF May
PMAY
$784M
| $236K | 0.12% |
5,582
| – | – |
2024 Q4
7 quarters
|
|
61
Motorola Solutions
MSI
$87.5B
| $228K | 0.12% |
511
-10
| -2% | -$4.5K |
2026 Q1
2 quarters
|
|
62
iShares Russell 2000 ETF
IWM
$78.7B
| $227K | 0.12% |
816
-87
| -10% | -$25.6K |
2025 Q4
3 quarters
|
|
63
Innovator US Equity Buffer ETF December
BDEC
$212M
| $222K | 0.11% |
4,067
| – | – |
2025 Q2
5 quarters
|
|
64
Innovator US Small Cap Power Buffer ETF July
KJUL
$223M
| $220K | 0.11% |
6,698
| – | – |
2025 Q3
4 quarters
|
|
65
Johnson & Johnson
JNJ
$668B
| $216K | 0.11% |
815
-40
| -5% | -$10.6K |
2026 Q2
1 quarter
|
|
66
UnitedHealth
UNH
$357B
| $202K | 0.1% |
550
-19
| -3% | -$7.65K |
2025 Q3
4 quarters
|
|
67
Prospect Capital
PSEC
$835M
| $123K | 0.06% |
+59,335
| New | +$132K |
2026 Q3
0 quarters
|
|
68
Energy Vault
NRGV
$716M
| $62.5K | 0.03% |
15,752
| – | – |
2026 Q2
1 quarter
|
|
69
Caterpillar
CAT
$277B
| – | – |
-201
| Closed | -$214K | – |
|
70
Creative Media & Community Trust
CMCT
$13.8M
| – | – |
-16,280
| Closed | -$52.9K | – |
|
71
iShares MSCI Emerging Markets ETF
EEM
$28.9B
| – | – |
-4,523
| Closed | -$309K | – |
|
72
Intel
INTC
$338B
| – | – |
-1,569
| Closed | -$219K | – |
|
73
Purple Innovation
PRPL
$8.07M
| – | – |
-400
| Closed | -$3.57K | – |
|
74
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
| – | – |
-1,391
| Closed | -$203K | – |
|
|
75
Invesco S&P 500 Top 50 ETF
XLG
$11.5B
| – | – |
-176,305
| Closed | -$10.8M | – |
|
Similar funds
Seros Financial's Q3 2026 Portfolio in Review
As of Q3 2026, Seros Financial held 76 positions worth $197M, up 2.6% from $192M the previous quarter. Its ten largest holdings account for 74% of the portfolio.
Seros Financial deployed $9.8M of net new capital in Q3 2026, opening 10 new positions and adding to 26 existing holdings. Its largest new stake was Sprott Physical Gold: 70,025 shares worth $2.19M.
By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 93% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.62M trimmed.
- Seros Financial's largest Q3 2026 buy was Sprott Physical Gold: 70,025 shares worth $2.19M.
- Seros Financial added most to Avantis US Large Cap Value ETF in Q3 2026, an estimated $9.6M increase.
- Seros Financial's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $1.62M.
- Seros Financial fully exited Invesco S&P 500 Top 50 ETF in Q3 2026, selling an estimated $10.8M.
- Seros Financial's ten largest holdings make up 74% of its $197M portfolio in Q3 2026.
- Seros Financial opened 10 new positions and closed 8 in Q3 2026.
- Seros Financial's portfolio value rose 2.6% quarter-over-quarter to $197M.
Based on Seros Financial's 13F filing for Q3 2026, filed 21 Oct 2026.