Sculptor Capital’s Cummins CMI Stock Holding History

Sculptor Capital’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-301,000	Closed	-$41.1M	–	327
2016 Q4	$41.1M	Buy	+301,000	New	+$40.3M	0.29%	73
2016 Q3	–	Sell	-140,300	Closed	-$15.8M	–	311
2016 Q2	$15.8M	Sell	140,300 -684,700	-83%	-$77.6M	0.09%	160
2016 Q1	$90.7M	Buy	+825,000	New	+$79.8M	0.46%	61
2014 Q1	–	Sell	-4,000	Closed	-$564K	–	746
2013 Q4	$564K	Sell	4,000 -2,900	-42%	-$385K	﹤0.01%	713
2013 Q3	$917K	Hold	6,900	–	–	﹤0.01%	648
2013 Q2	$748K	Buy	+6,900	New	+$783K	﹤0.01%	616

Other funds holding CMI

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Sculptor Capital's CMI Position: Q4 2016 in Review

Sculptor Capital sold out of Cummins (CMI) in Q4 2016, closing a stake of 3,036 shares — an estimated $406K sold.

Sculptor Capital first reported a position in CMI in Q2 2013 and held it in 2 quarters. The position peaked at $390K in Q3 2016. 848 funds tracked by Wall St. Rank hold CMI as of Q4 2016.

Sculptor Capital reported no remaining Cummins position as of Q4 2016 after selling out during the quarter.
Sculptor Capital sold 3,036 Cummins shares in Q4 2016, an estimated $406K.
Sculptor Capital first reported a position in Cummins in Q2 2013 and held it in 2 quarters.
Sculptor Capital's Cummins position peaked at $390K in Q3 2016.
848 funds tracked by Wall St. Rank held Cummins as of Q4 2016.

Based on Sculptor Capital's 13F filing for Q4 2016, filed 10 Feb 2017.