Sculptor Capital’s Bank of New York Mellon BNY Stock Holding History

Sculptor Capital’s Portfolio BNY Stock Details BNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-2,302,400	Closed	-$109M	–	322
2016 Q4	$109M	Buy	+2,302,400	New	+$104M	0.76%	45
2016 Q2	–	Sell	-2,998,400	Closed	-$110M	–	323
2016 Q1	$110M	Buy	+2,998,400	New	+$109M	0.56%	52
2015 Q2	–	Sell	-250,000	Closed	-$10.1M	–	403
2015 Q1	$10.1M	Buy	250,000 +227,600	+1,016%	+$8.86M	0.03%	223
2014 Q4	$909K	Hold	22,400	–	–	﹤0.01%	636
2014 Q3	$868K	Hold	22,400	–	–	﹤0.01%	676
2014 Q2	$840K	Hold	22,400	–	–	﹤0.01%	678
2014 Q1	$790K	Sell	22,400 -3,400	-13%	-$112K	﹤0.01%	664
2013 Q4	$901K	Sell	25,800 -7,500	-23%	-$244K	﹤0.01%	683
2013 Q3	$1M	Buy	33,300 +22,700	+214%	+$696K	﹤0.01%	640
2013 Q2	$297K	Buy	+10,600	New	+$304K	﹤0.01%	646

Other funds holding BNY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Berkshire Hathaway Omaha, Nebraska $299B AUM 27.55% 1-Year Est. Return

TFM

Trian Fund Management New York $4.23B AUM 31.93% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $23.3B AUM 26.95% 1-Year Est. Return

First Eagle Investment Management New York $60.8B AUM 26.63% 1-Year Est. Return

Sculptor Capital's BNY Position: Q4 2016 in Review

Sculptor Capital sold out of Bank of New York Mellon (BNY) in Q4 2016, closing a stake of 2,220,524 shares — an estimated $100M sold.

Sculptor Capital first reported a position in BNY in Q2 2013 and held it in 12 quarters. The position peaked at $256M in Q3 2015. 966 funds tracked by Wall St. Rank hold BNY as of Q4 2016.

Sculptor Capital reported no remaining Bank of New York Mellon position as of Q4 2016 after selling out during the quarter.
Sculptor Capital sold 2,220,524 Bank of New York Mellon shares in Q4 2016, an estimated $100M.
Sculptor Capital first reported a position in Bank of New York Mellon in Q2 2013 and held it in 12 quarters.
Sculptor Capital's Bank of New York Mellon position peaked at $256M in Q3 2015.
966 funds tracked by Wall St. Rank held Bank of New York Mellon as of Q4 2016.

Based on Sculptor Capital's 13F filing for Q4 2016, filed 10 Feb 2017.