Sculptor Capital’s Bank of New York Mellon BNY Stock Holding History

Sculptor Capital’s Portfolio BNY Stock Details BNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,220,524	Closed	-$100M	–	320
2016 Q3	$88.6M	Buy	2,220,524 +702,922	+46%	+$28.1M	0.51%	56
2016 Q2	$59M	Buy	1,517,602 +478,461	+46%	+$19M	0.34%	74
2016 Q1	$38.3M	Sell	1,039,141 -1,733,306	-63%	-$62.9M	0.19%	108
2015 Q4	$114M	Sell	2,772,447 -3,762,504	-58%	-$158M	0.62%	49
2015 Q3	$256M	Buy	+6,534,951	New	+$272M	0.89%	33
2015 Q1	–	Sell	-36,088	Closed	-$1.41M	–	451
2014 Q4	$1.46M	Sell	36,088 -14,600	-29%	-$571K	﹤0.01%	599
2014 Q3	$1.96M	Sell	50,688 -163,300	-76%	-$6.35M	0.01%	612
2014 Q2	$8.02M	Buy	213,988 +111,600	+109%	+$3.86M	0.02%	438
2014 Q1	$3.61M	Sell	102,388 -134,954	-57%	-$4.46M	0.01%	536
2013 Q4	$8.29M	Buy	237,342 +36,183	+18%	+$1.18M	0.02%	486
2013 Q3	$6.07M	Buy	201,159 +120,960	+151%	+$3.71M	0.02%	514
2013 Q2	$2.25M	Buy	+80,199	New	+$2.3M	0.01%	560

Other funds holding BNY

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Berkshire Hathaway Omaha, Nebraska $299B AUM 27.55% 1-Year Est. Return

TFM

Trian Fund Management New York $4.23B AUM 31.93% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $23.3B AUM 26.95% 1-Year Est. Return

First Eagle Investment Management New York $59.9B AUM 27.01% 1-Year Est. Return

Sculptor Capital's BNY Position: Q4 2016 in Review

Sculptor Capital sold out of Bank of New York Mellon (BNY) in Q4 2016, closing a stake of 2,220,524 shares — an estimated $100M sold.

Sculptor Capital first reported a position in BNY in Q2 2013 and held it in 12 quarters. The position peaked at $256M in Q3 2015. 967 funds tracked by Wall St. Rank hold BNY as of Q4 2016.

Sculptor Capital reported no remaining Bank of New York Mellon position as of Q4 2016 after selling out during the quarter.
Sculptor Capital sold 2,220,524 Bank of New York Mellon shares in Q4 2016, an estimated $100M.
Sculptor Capital first reported a position in Bank of New York Mellon in Q2 2013 and held it in 12 quarters.
Sculptor Capital's Bank of New York Mellon position peaked at $256M in Q3 2015.
967 funds tracked by Wall St. Rank held Bank of New York Mellon as of Q4 2016.

Based on Sculptor Capital's 13F filing for Q4 2016, filed 10 Feb 2017.