Sculptor Capital’s Axos Financial AX Stock Holding History

Sculptor Capital’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,900	Closed	-$140K	–	21
2017 Q3	$140K	Sell	4,900 -70,000	-93%	-$1.83M	﹤0.01%	335
2017 Q2	$1.78M	Buy	+74,900	New	+$1.77M	0.01%	228
2016 Q2	–	Sell	-114,800	Closed	-$2.45M	–	318
2016 Q1	$2.45M	Hold	114,800	–	–	0.01%	279
2015 Q4	$2.42M	Buy	114,800 +8,800	+8%	+$207K	0.01%	265
2015 Q3	$3.41M	Hold	106,000	–	–	0.01%	285
2015 Q2	$2.8M	Buy	+106,000	New	+$2.52M	0.01%	322

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Sculptor Capital's AX Position: Q4 2017 in Review

Sculptor Capital sold out of Axos Financial (AX) in Q4 2017, closing a stake of 4,900 shares — an estimated $140K sold.

Sculptor Capital first reported a position in AX in Q2 2015 and held it in 6 quarters. The position peaked at $3.41M in Q3 2015. 237 funds tracked by Wall St. Rank hold AX as of Q4 2017.

Sculptor Capital reported no remaining Axos Financial position as of Q4 2017 after selling out during the quarter.
Sculptor Capital sold 4,900 Axos Financial shares in Q4 2017, an estimated $140K.
Sculptor Capital first reported a position in Axos Financial in Q2 2015 and held it in 6 quarters.
Sculptor Capital's Axos Financial position peaked at $3.41M in Q3 2015.
237 funds tracked by Wall St. Rank held Axos Financial as of Q4 2017.

Based on Sculptor Capital's 13F filing for Q4 2017, filed 13 Feb 2018.