We are live on ! Find out more
SC

Scotia Capital Portfolio holdings

AUM $24.3B
1-Year Est. Return 29.21%
This Fund
S&P 500
This Quarter Est. Return
+7.27%
1 Year Est. Return
+29.21%
3 Year Est. Return
+67.1%
5 Year Est. Return
+76.68%
10 Year Est. Return
+222.34%
AUM
$3.73B
AUM Growth
+$1.14B
Cap. Flow
+$954M
Cap. Flow %
25.56%
Top 10 Hldgs %
43.35%
Holding
548
New
77
Increased
284
Reduced
94
Closed
65

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$78.7M
2
BNS icon
Scotiabank
BNS
+$69.9M
3
TD icon
Toronto Dominion Bank
TD
+$63.6M
4
ENB icon
Enbridge
ENB
+$50.2M
5
TRP icon
TC Energy
TRP
+$42.8M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$9.4M
2
BTU
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
+$5.93M
3
GILD icon
Gilead Sciences
GILD
+$5.4M
4
BA icon
Boeing
BA
+$4.28M
5
A icon
Agilent Technologies
A
+$4.07M

Sector Composition

Rank Sector Weight
1 Financials 33.52%
2 Energy 19.16%
3 Communication Services 10.06%
4 Industrials 8.82%
5 Materials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
451
DELISTED
Spectra Energy Corp Wi
SE
$213K 0.01%
6,207
-812
-12% -$28.1K
BKF icon
452
iShares MSCI BIC ETF
BKF
$78.1M
$207K 0.01%
+5,545
New +$197K
MRSH
453
Marsh
MRSH
$90.5B
$207K 0.01%
+4,762
New +$200K
STT icon
454
State Street
STT
$50.6B
$204K 0.01%
+3,101
New +$212K
MPC icon
455
Marathon Petroleum
MPC
$92.4B
$201K 0.01%
6,238
-3,570
-36% -$126K
TC
456
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$189K 0.01%
52,635
-1,130
-2% -$3.79K
ACG
457
DELISTED
AllianceBernstein Income Fund Inc
ACG
$182K ﹤0.01%
25,830
– –
PHM icon
458
Pultegroup
PHM
$24.1B
$179K ﹤0.01%
10,834
-31,300
-74% -$534K
AMKR icon
459
Amkor Technology
AMKR
$12.4B
$175K ﹤0.01%
+40,800
New +$175K
EFR
460
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$168K ﹤0.01%
+10,886
New +$174K
ASA
461
ASA Gold and Precious Metals
ASA
$919M
$160K ﹤0.01%
+12,000
New +$163K
PSLV icon
462
Sprott Physical Silver Trust
PSLV
$12B
$155K ﹤0.01%
17,990
-3,300
-16% -$28.2K
MT icon
463
ArcelorMittal
MT
$52.9B
$141K ﹤0.01%
4,514
-7,671
-63% -$230K
JTP
464
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$116K ﹤0.01%
15,300
+1,500
+11% +$11.6K
PHYS icon
465
Sprott Physical Gold
PHYS
$14.6B
$112K ﹤0.01%
+10,110
New +$112K
GAB icon
466
Gabelli Equity Trust
GAB
$1.75B
$111K ﹤0.01%
17,396
– –
URZ
467
DELISTED
URANERZ ENERGY CORP
URZ
$111K ﹤0.01%
119,595
+7,225
+6% +$8.61K
GSS
468
DELISTED
Golden Star Resources Ltd.
GSS
$103K ﹤0.01%
49,879
+47,679
+2,167% +$125K
SPPP
469
Sprott Physical Platinum and Palladium Trust
SPPP
$585M
$100K ﹤0.01%
10,000
– –
URG
470
Ur-Energy
URG
$485M
$99K ﹤0.01%
+89,000
New +$102K
PCF
471
High Income Securities Fund
PCF
$98.8M
$94K ﹤0.01%
+11,950
New +$93.3K
HOV icon
472
Hovnanian Enterprises
HOV
$726M
$78K ﹤0.01%
595
– –
WILN
473
DELISTED
Wi-LAN Inc.
WILN
$76K ﹤0.01%
19,692
+3,100
+19% +$11.4K
BGC icon
474
BGC Group
BGC
$5.52B
$75K ﹤0.01%
20,682
-4,665
-18% -$17.9K
NOK icon
475
Nokia
NOK
$51B
$70K ﹤0.01%
+10,818
New +$51K
17 18
19
20 21

Similar funds

EARNEST Partners
EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return
JG
Jain Global New York $24.2B AUM 34.82% 1-Year Est. Return
CS
Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return
Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
Teacher Retirement System of Texas
Teacher Retirement System of Texas Austin, Texas $24B AUM 29.51% 1-Year Est. Return
AF
Allworth Financial Folsom, California $24.7B AUM 15.55% 1-Year Est. Return
Westfield Capital Management
Westfield Capital Management Boston, Massachusetts $23.8B AUM 49.45% 1-Year Est. Return

Scotia Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Scotia Capital held 548 positions worth $3.73B, up 44% from $2.59B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Scotia Capital deployed $954M of net new capital in Q3 2013, opening 77 new positions and adding to 284 existing holdings. Its largest new stake was CME Group: 40,300 shares worth $2.98M.

By sector, the portfolio is most concentrated in Financials at 34% of assets, up from 33% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was ExxonMobil, an estimated $9.4M trimmed.

  • Scotia Capital's largest Q3 2013 buy was CME Group: 40,300 shares worth $2.98M.
  • Scotia Capital added most to Royal Bank of Canada in Q3 2013, an estimated $78.7M increase.
  • Scotia Capital's biggest Q3 2013 reduction was ExxonMobil, cutting an estimated $9.4M.
  • Scotia Capital fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $2.74M.
  • Scotia Capital's ten largest holdings make up 43% of its $3.73B portfolio in Q3 2013.
  • Scotia Capital opened 77 new positions and closed 65 in Q3 2013.
  • Scotia Capital's portfolio value rose 44% quarter-over-quarter to $3.73B.

Based on Scotia Capital's 13F filing for Q3 2013, filed 14 Nov 2013.