Scotia Capital’s Nuveen Preferred & Income Securities Fund JPS Stock Holding History

Scotia Capital’s Portfolio JPS Stock Details JPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-74,683	Closed	-$730K	–	780
2018 Q2	$730K	Buy	74,683 +1,025	+1%	+$9.62K	0.01%	440
2018 Q1	$720K	Hold	73,658	–	–	0.01%	453
2017 Q4	$751K	Buy	73,658 +4,832	+7%	+$49.8K	0.01%	456
2017 Q3	$716K	Buy	68,826 +9,256	+16%	+$94.9K	0.01%	466
2017 Q2	$609K	Buy	59,570 +7,350	+14%	+$73.2K	0.01%	455
2017 Q1	$498K	Buy	52,220 +11,712	+29%	+$111K	0.01%	522
2016 Q4	$377K	Buy	40,508 +933	+2%	+$8.45K	0.01%	615
2016 Q3	$380K	Sell	39,575 -1,620	-4%	-$15.5K	0.01%	609
2016 Q2	$381K	Buy	+41,195	New	+$375K	0.01%	558

Other funds holding JPS

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Scotia Capital's JPS Position: Q3 2018 in Review

Scotia Capital sold out of Nuveen Preferred & Income Securities Fund (JPS) in Q3 2018, closing a stake of 74,683 shares — an estimated $730K sold.

Scotia Capital first reported a position in JPS in Q2 2016 and held it in 9 quarters. The position peaked at $751K in Q4 2017. 173 funds tracked by Wall St. Rank hold JPS as of Q3 2018.

Scotia Capital reported no remaining Nuveen Preferred & Income Securities Fund position as of Q3 2018 after selling out during the quarter.
Scotia Capital sold 74,683 Nuveen Preferred & Income Securities Fund shares in Q3 2018, an estimated $730K.
Scotia Capital first reported a position in Nuveen Preferred & Income Securities Fund in Q2 2016 and held it in 9 quarters.
Scotia Capital's Nuveen Preferred & Income Securities Fund position peaked at $751K in Q4 2017.
173 funds tracked by Wall St. Rank held Nuveen Preferred & Income Securities Fund as of Q3 2018.

Based on Scotia Capital's 13F filing for Q3 2018, filed 14 Nov 2018.