Scotia Capital’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Scotia Capital’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-34,147	Closed	-$560K	–	680
2020 Q1	$560K	Hold	34,147	–	–	0.01%	417
2019 Q4	$687K	Hold	34,147	–	–	0.01%	461
2019 Q3	$674K	Hold	34,147	–	–	0.01%	462
2019 Q2	$663K	Buy	34,147 +1,448	+4%	+$27.8K	0.01%	471
2019 Q1	$622K	Buy	+32,699	New	+$612K	0.01%	459

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $4.62B AUM 29.71% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Scotia Capital's FPE Position: Q2 2020 in Review

Scotia Capital sold out of First Trust Preferred Securities and Income ETF (FPE) in Q2 2020, closing a stake of 34,147 shares — an estimated $560K sold.

Scotia Capital first reported a position in FPE in Q1 2019 and held it in 5 quarters. The position peaked at $687K in Q4 2019. 305 funds tracked by Wall St. Rank hold FPE as of Q2 2020.

Scotia Capital reported no remaining First Trust Preferred Securities and Income ETF position as of Q2 2020 after selling out during the quarter.
Scotia Capital sold 34,147 First Trust Preferred Securities and Income ETF shares in Q2 2020, an estimated $560K.
Scotia Capital first reported a position in First Trust Preferred Securities and Income ETF in Q1 2019 and held it in 5 quarters.
Scotia Capital's First Trust Preferred Securities and Income ETF position peaked at $687K in Q4 2019.
305 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q2 2020.

Based on Scotia Capital's 13F filing for Q2 2020, filed 11 Aug 2020.