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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.42T
$23.4M 5.68%
165,333
+5,730
+4% +$844K
CTLP
2
DELISTED
Cantaloupe
CTLP
$17.8M 4.32%
1,651,216
-442
-0% -$4.58K
CDMO
3
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$17.5M 4.26%
812,113
-35,850
-4% -$865K
CIBR icon
4
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.3B
$15.8M 3.83%
323,497
+3,744
+1% +$185K
BX icon
5
Blackstone
BX
$103B
$15.7M 3.82%
135,306
-1,756
-1% -$204K
CG icon
6
Carlyle Group
CG
$16.4B
$14.7M 3.58%
311,765
-990
-0.3% -$47.5K
OLED icon
7
Universal Display
OLED
$3.64B
$13.4M 3.25%
78,274
-493
-0.6% -$102K
ATRS
8
DELISTED
Antares Pharma, Inc.
ATRS
$13.2M 3.21%
3,633,250
+37,000
+1% +$150K
XYZ
9
Block Inc
XYZ
$48.2B
$12.8M 3.12%
53,487
-270
-0.5% -$69.4K
MSFT icon
10
Microsoft
MSFT
$3.43T
$11M 2.67%
38,982
+693
+2% +$202K
FTCS icon
11
First Trust Capital Strength ETF
FTCS
$7.91B
$10.9M 2.66%
146,083
+2,603
+2% +$203K
PLTR icon
12
Palantir
PLTR
$292B
$9.32M 2.26%
387,813
+57,810
+18% +$1.41M
DBRG icon
13
DigitalBridge
DBRG
$2.93B
$8.39M 2.04%
347,925
-1,463
-0.4% -$40.4K
CTSO icon
14
Cytosorbents Corp
CTSO
$23.3M
$7.83M 1.9%
964,141
+107,826
+13% +$876K
IRM icon
15
Iron Mountain
IRM
$36.7B
$7.13M 1.73%
164,075
+4,252
+3% +$191K
ROBT icon
16
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$716M
$6.93M 1.68%
129,066
+4,813
+4% +$263K
MITK icon
17
Mitek Systems
MITK
$762M
$6.58M 1.6%
355,865
+4,585
+1% +$93K
JPST icon
18
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$6.01M 1.46%
118,425
+9,775
+9% +$496K
AMZN icon
19
Amazon
AMZN
$2.9T
$5.95M 1.45%
36,220
+2,960
+9% +$511K
FTGC icon
20
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.96B
$5.51M 1.34%
228,648
+23,998
+12% +$567K
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.3T
$5.46M 1.33%
41,000
+1,640
+4% +$226K
ARCC icon
22
Ares Capital
ARCC
$13.5B
$5.46M 1.33%
268,398
-10,565
-4% -$212K
GE icon
23
GE Aerospace
GE
$374B
$5.41M 1.31%
84,243
+8,534
+11% +$549K
CARR icon
24
Carrier Global
CARR
$51.3B
$5.22M 1.27%
100,780
+41,125
+69% +$2.21M
IBM icon
25
IBM
IBM
$207B
$5.05M 1.23%
38,029
+5,020
+15% +$671K
1
2 3 4 5

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OM
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CFS
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IAS
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TVAMP
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BCM
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MWA
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GWM
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FTF
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Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.