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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
+9.87%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$275M
AUM Growth
+$8.62M
Cap. Flow
-$8.57M
Cap. Flow %
-3.12%
Top 10 Hldgs %
40.68%
Holding
167
New
20
Increased
53
Reduced
66
Closed
1

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$1.52M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$782K
3
SHOP icon
Shopify
SHOP
+$550K
4
IRM icon
Iron Mountain
IRM
+$473K
5
AVGO icon
Broadcom
AVGO
+$375K

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$8.49M
2
NVAX icon
Novavax
NVAX
+$1.6M
3
AAPL icon
Apple
AAPL
+$1.47M
4
META icon
Meta Platforms (Facebook)
META
+$1.26M
5
CG icon
Carlyle Group
CG
+$937K

Sector Composition

Rank Sector Weight
1 Technology 26.75%
2 Healthcare 19.88%
3 Financials 13.62%
4 Real Estate 4%
5 Industrials 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.43T
$18.6M 6.78%
160,915
-13,481
-8% -$1.47M
OLED icon
2
Universal Display
OLED
$3.62B
$14.7M 5.36%
81,474
-528
-0.6% -$90.2K
EXEL icon
3
Exelixis
EXEL
$13.4B
$12.8M 4.67%
525,085
-4,440
-0.8% -$104K
XYZ
4
Block Inc
XYZ
$48.2B
$10.1M 3.68%
62,235
-672
-1% -$94.9K
ATRS
5
DELISTED
Antares Pharma, Inc.
ATRS
$10.1M 3.66%
3,724,885
-247,680
-6% -$685K
CIBR icon
6
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.2B
$9.74M 3.55%
279,961
+3,251
+1% +$113K
MITK icon
7
Mitek Systems
MITK
$760M
$9.62M 3.5%
755,115
-34,275
-4% -$386K
BX icon
8
Blackstone
BX
$103B
$9.02M 3.28%
172,868
-13,209
-7% -$707K
CG icon
9
Carlyle Group
CG
$16.4B
$8.98M 3.27%
364,202
-34,753
-9% -$937K
MSFT icon
10
Microsoft
MSFT
$3.43T
$8.05M 2.93%
38,295
-65
-0.2% -$13.7K
CDMO
11
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$8.02M 2.92%
1,052,099
-11,000
-1% -$83.3K
FTCS icon
12
First Trust Capital Strength ETF
FTCS
$7.91B
$6.89M 2.51%
108,841
+3,458
+3% +$216K
JPST icon
13
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$5.94M 2.16%
116,865
-1,885
-2% -$95.8K
ARCC icon
14
Ares Capital
ARCC
$13.5B
$5.55M 2.02%
398,005
-35,520
-8% -$505K
CTSO icon
15
Cytosorbents Corp
CTSO
$23.3M
$5.52M 2.01%
692,738
-7,067
-1% -$63.8K
AMZN icon
16
Amazon
AMZN
$2.9T
$4.56M 1.66%
28,940
-53,880
-65% -$8.49M
DEA
17
Easterly Government Properties
DEA
$1.14B
$4.18M 1.52%
74,635
-1,677
-2% -$99.1K
IHIT
18
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$3.55M 1.29%
447,190
-26,400
-6% -$207K
IRM icon
19
Iron Mountain
IRM
$36.6B
$3.54M 1.29%
131,983
+16,638
+14% +$473K
GOOG icon
20
Alphabet (Google) Class C
GOOG
$4.31T
$3.35M 1.22%
45,540
– –
FDN icon
21
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.09B
$3.33M 1.21%
17,662
+1,045
+6% +$193K
JNJ icon
22
Johnson & Johnson
JNJ
$622B
$3.23M 1.18%
21,689
+1,152
+6% +$170K
PULS icon
23
PGIM Ultra Short Bond ETF
PULS
$17.7B
$3.11M 1.13%
62,215
-3,010
-5% -$150K
ROBT icon
24
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$716M
$2.87M 1.04%
73,614
+4,563
+7% +$174K
NVAX icon
25
Novavax
NVAX
$1.2B
$2.7M 0.98%
24,906
-13,153
-35% -$1.6M
1
2 3 4 5

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OM
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CFS
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IAS
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TVAMP
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BCM
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MWA
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GWM
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FTF
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Sargent Investment Group's Q3 2020 Portfolio in Review

As of Q3 2020, Sargent Investment Group held 167 positions worth $275M, up 3.2% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sargent Investment Group withdrew a net $8.57M in Q3 2020, closing 1 position and reducing 66 holdings. Its most notable exit was Automatic Data Processing, an estimated $257K position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sargent Investment Group opened a new position in Carrier Global worth $1.64M.

  • Sargent Investment Group's largest Q3 2020 buy was Carrier Global: 53,589 shares worth $1.64M.
  • Sargent Investment Group added most to Iron Mountain in Q3 2020, an estimated $473K increase.
  • Sargent Investment Group's biggest Q3 2020 reduction was Amazon, cutting an estimated $8.49M.
  • Sargent Investment Group fully exited Automatic Data Processing in Q3 2020, selling an estimated $257K.
  • Sargent Investment Group's ten largest holdings make up 41% of its $275M portfolio in Q3 2020.
  • Sargent Investment Group opened 20 new positions and closed 1 in Q3 2020.
  • Sargent Investment Group's portfolio value rose 3.2% quarter-over-quarter to $275M.

Based on Sargent Investment Group's 13F filing for Q3 2020, filed 12 Nov 2020.