We are live on ! Find out more
SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
201
Biogen
BIIB
$30.5B
– –
-600
Closed -$208K
STEX
202
Streamex Corp
STEX
$75.3M
– –
-1,000
Closed -$39K
BXMT icon
203
Blackstone Mortgage Trust
BXMT
$2.33B
– –
-9,900
Closed -$316K
CFA icon
204
VictoryShares US 500 Volatility Wtd ETF
CFA
$547M
– –
-6,772
Closed -$483K
CME icon
205
CME Group
CME
$95B
– –
-1,390
Closed -$296K
DEO icon
206
Diageo
DEO
$51.6B
– –
-1,106
Closed -$212K
DIS icon
207
CALL
Walt Disney
DIS
$181B
– –
-2,000
Closed -$2K
DNLI icon
208
Denali Therapeutics
DNLI
$3.92B
– –
-3,817
Closed -$299K
FGD icon
209
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
– –
-8,812
Closed -$229K
IBM icon
210
CALL
IBM
IBM
$220B
– –
-104,600
Closed -$357K
ILMN icon
211
Illumina
ILMN
$29.3B
– –
-518
Closed -$238K
KO icon
212
CALL
Coca-Cola
KO
$374B
– –
-50,000
Closed -$48K
LVS icon
213
Las Vegas Sands
LVS
$29.9B
– –
-5,000
Closed -$263K
LYG icon
214
CALL
Lloyds Banking Group
LYG
$90B
– –
-20,000
Closed -$3K
MAT icon
215
CALL
Mattel
MAT
$4.21B
– –
-150,000
Closed -$19K
NVAX icon
216
CALL
Novavax
NVAX
$1.27B
– –
-1,000
Closed -$6K
VATE icon
217
CALL
INNOVATE Corp
VATE
$101M
– –
-30,000
Closed -$86K
VATE icon
218
INNOVATE Corp
VATE
$101M
– –
-500
Closed -$20K
AKTS
219
CALL
DELISTED
Akoustis Technologies Inc
AKTS
– –
-1,000
Closed -$1K
RRD
220
CALL
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-200,000
Closed -$206K
5 6 7 8
9

Similar funds

OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return
CFS
Cannon Financial Strategists Athens, Georgia $761M AUM 18.73% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return
BCM
Boxer Capital Management San Diego, California $762M AUM 1,125.36% 1-Year Est. Return
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
GWM
Gibbs Wealth Management Alpharetta, Georgia $762M AUM 18.55% 1-Year Est. Return
TI
Think Investments San Francisco, California $762M AUM 33.1% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.