SIG

Sargent Investment Group Portfolio holdings

AUM $740M
This Quarter Return
+8.02%
1 Year Return
+41.44%
3 Year Return
+107.47%
5 Year Return
+182.16%
10 Year Return
–
AUM
$439M
AUM Growth
+$439M
Cap. Flow
+$9.53M
Cap. Flow %
2.17%
Top 10 Hldgs %
39.01%
Holding
199
New
8
Increased
68
Reduced
69
Closed
14

Top Buys

1
GE icon
GE Aerospace
GE
$8.74M
2
F icon
Ford
F
$7.37M
3
DBRG icon
DigitalBridge
DBRG
$2.51M
4
FSV icon
FirstService
FSV
$1.66M
5
EXEL icon
Exelixis
EXEL
$1.59M

Top Sells

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.91M
2
IBM icon
IBM
IBM
$1.82M
3
XRX icon
Xerox
XRX
$1.31M
4
OLED icon
Universal Display
OLED
$1.29M
5
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
$1.27M

Sector Composition

1 Technology 25.89%
2 Financials 15.83%
3 Healthcare 15.71%
4 Industrials 7.14%
5 Consumer Discretionary 6.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GBDC icon
176
Golub Capital BDC
GBDC
$3.91B
$174K 0.04%
11,250
– –
PALI icon
177
Palisade Bio
PALI
$6.04M
$169K 0.04%
173
+33
+24% +$32.2K
DB icon
178
Deutsche Bank
DB
$67B
$125K 0.03%
10,000
– –
IHIT
179
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$100K 0.02%
10,725
-4,900
-31% -$45.7K
SIRI icon
180
SiriusXM
SIRI
$7.92B
$73K 0.02%
1,147
– –
NAGE
181
Niagen Bioscience, Inc. Common Stock
NAGE
$771M
$60K 0.01%
16,000
-5,000
-24% -$18.8K
PHAS
182
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$30K 0.01%
+11,675
New +$30K
SPPI
183
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$19K ﹤0.01%
14,600
-144,000
-91% -$187K
MCF
184
DELISTED
Contango Oil & Gas Co.
MCF
– –
-10,000
Closed -$46K
ARDX icon
185
Ardelyx
ARDX
$1.57B
– –
-10,745
Closed -$14K
BCS icon
186
Barclays
BCS
$69.1B
– –
-1,960
Closed -$20K
FDN icon
187
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.23B
– –
-20,806
Closed -$4.91M
FI icon
188
Fiserv
FI
$74.3B
– –
-2,055
Closed -$223K
FUTU icon
189
Futu Holdings
FUTU
$27B
– –
-3,450
Closed -$314K
GLDM icon
190
SPDR Gold MiniShares Trust
GLDM
$17.5B
– –
-21,772
Closed -$760K
ICLN icon
191
iShares Global Clean Energy ETF
ICLN
$1.54B
– –
-16,515
Closed -$358K
LYG icon
192
Lloyds Banking Group
LYG
$63.7B
– –
0
– –
RIG icon
193
Transocean
RIG
$2.82B
– –
0
– –
SGOL icon
194
abrdn Physical Gold Shares ETF
SGOL
$5.67B
– –
-11,330
Closed -$191K
T icon
195
AT&T
T
$208B
– –
-12,595
Closed -$257K
TCRT icon
196
Alaunos Therapeutics
TCRT
$4.43M
– –
-200
Closed -$55K
VIG icon
197
Vanguard Dividend Appreciation ETF
VIG
$95.1B
– –
-1,501
Closed -$231K
ITCI
198
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-5,923
Closed -$221K
RRD
199
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-13,500
Closed -$69K
4 5 6 7
8