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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$439M
AUM Growth
+$26.8M
Cap. Flow
+$17.1M
Cap. Flow %
3.9%
Top 10 Hldgs %
39.01%
Holding
205
New
8
Increased
68
Reduced
69
Closed
22

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$9.33M
2
TGT icon
Target
TGT
+$7.76M
3
F icon
Ford
F
+$6.53M
4
FSV icon
FirstService
FSV
+$4.39M
5
DBRG icon
DigitalBridge
DBRG
+$2.24M

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.91M
2
IBM icon
IBM
IBM
+$1.7M
3
OLED icon
Universal Display
OLED
+$1.29M
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$1.24M
5
XRX icon
Xerox
XRX
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 25.01%
2 Financials 15.83%
3 Healthcare 15.71%
4 Industrials 8.02%
5 Consumer Discretionary 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
176
Golub Capital BDC
GBDC
$3.39B
$174K 0.04%
11,250
– –
PALI icon
177
Palisade Bio
PALI
$363M
$169K 0.04%
173
+33
+24% +$57.7K
DB icon
178
Deutsche Bank
DB
$70.7B
$125K 0.03%
10,000
– –
IHIT
179
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$100K 0.02%
10,725
-4,900
-31% -$47.7K
SIRI icon
180
SiriusXM
SIRI
$10.1B
$73K 0.02%
1,147
– –
NAGE
181
Niagen Bioscience
NAGE
$241M
$60K 0.01%
16,000
-5,000
-24% -$27K
PHAS
182
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$30K 0.01%
+11,675
New +$35.3K
SPPI
183
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$19K ﹤0.01%
14,600
-144,000
-91% -$257K
ARDX icon
184
Ardelyx
ARDX
$1.2B
– –
-10,745
Closed -$14K
BCS icon
185
CALL
Barclays
BCS
$95B
– –
-9,000
Closed -$1K
BCS icon
186
Barclays
BCS
$95B
– –
-1,960
Closed -$20K
DBRG icon
187
CALL
DigitalBridge
DBRG
$2.95B
– –
-75,000
Closed -$60K
DD icon
188
CALL
DuPont de Nemours
DD
$19.5B
– –
-1,593
Closed -$1K
F icon
189
CALL
Ford
F
$55B
– –
-100,000
Closed -$83K
FDN icon
190
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
– –
-20,806
Closed -$4.91M
FISV
191
Fiserv Inc
FISV
$28.9B
– –
-2,055
Closed -$223K
FUTU icon
192
Futu Holdings
FUTU
$14.7B
– –
-3,450
Closed -$314K
GE icon
193
CALL
GE Aerospace
GE
$389B
– –
-160,509
Closed -$28K
GLDM icon
194
SPDR Gold MiniShares Trust
GLDM
$28.9B
– –
-21,772
Closed -$760K
ICLN icon
195
iShares Global Clean Energy ETF
ICLN
$2.37B
– –
-16,515
Closed -$358K
RIG icon
196
CALL
Transocean
RIG
$5.71B
– –
-50,000
Closed -$13K
SGOL icon
197
abrdn Physical Gold Shares ETF
SGOL
$7.25B
– –
-11,330
Closed -$191K
T icon
198
AT&T
T
$162B
– –
-12,595
Closed -$257K
TCRT icon
199
Alaunos Therapeutics
TCRT
$4.86M
– –
-200
Closed -$55K
TEVA icon
200
CALL
Teva Pharmaceuticals
TEVA
$40.6B
– –
-200,000
Closed -$59K
5 6 7
8
9

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Sargent Investment Group's Q4 2021 Portfolio in Review

As of Q4 2021, Sargent Investment Group held 205 positions worth $439M, up 6.5% from $412M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sargent Investment Group deployed $17.1M of net new capital in Q4 2021, opening 8 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 628 shares worth $274K.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 28% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was IBM, an estimated $1.7M trimmed.

  • Sargent Investment Group's largest Q4 2021 buy was Vanguard S&P 500 ETF: 628 shares worth $274K.
  • Sargent Investment Group added most to GE Aerospace in Q4 2021, an estimated $9.33M increase.
  • Sargent Investment Group's biggest Q4 2021 reduction was IBM, cutting an estimated $1.7M.
  • Sargent Investment Group fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2021, selling an estimated $4.91M.
  • Sargent Investment Group's ten largest holdings make up 39% of its $439M portfolio in Q4 2021.
  • Sargent Investment Group opened 8 new positions and closed 22 in Q4 2021.
  • Sargent Investment Group's portfolio value rose 6.5% quarter-over-quarter to $439M.

Based on Sargent Investment Group's 13F filing for Q4 2021, filed 11 Feb 2022.