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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
176
McDonald's
MCD
$196B
$209K 0.05%
868
– –
AMGN icon
177
Amgen
AMGN
$219B
$205K 0.05%
964
-56
-5% -$12.9K
SGOL icon
178
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$191K 0.05%
+11,330
New +$195K
GBDC icon
179
Golub Capital BDC
GBDC
$3.39B
$178K 0.04%
11,250
– –
IHIT
180
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$152K 0.04%
15,625
-1,802
-10% -$17.7K
NAGE
181
Niagen Bioscience
NAGE
$241M
$132K 0.03%
21,000
+1,000
+5% +$8.24K
DB icon
182
Deutsche Bank
DB
$70.7B
$127K 0.03%
10,000
– –
F icon
183
CALL
Ford
F
$55B
$83K 0.02%
100,000
-100,000
-50% -$1.36M
SIRI icon
184
SiriusXM
SIRI
$10.1B
$70K 0.02%
1,147
– –
RRD
185
DELISTED
RR Donnelley & Sons Co.
RRD
$69K 0.02%
13,500
– –
DBRG icon
186
CALL
DigitalBridge
DBRG
$2.95B
$60K 0.01%
75,000
– –
TEVA icon
187
CALL
Teva Pharmaceuticals
TEVA
$40.6B
$59K 0.01%
200,000
+100,000
+100% +$936K
TCRT icon
188
Alaunos Therapeutics
TCRT
$4.86M
$55K 0.01%
200
– –
MCF
189
DELISTED
Contango Oil & Gas Co.
MCF
$46K 0.01%
10,000
– –
GE icon
190
CALL
GE Aerospace
GE
$389B
$28K 0.01%
160,509
+100,158
+166% +$6.44M
TEVA icon
191
Teva Pharmaceuticals
TEVA
$40.6B
$25K 0.01%
2,550
– –
BCS icon
192
Barclays
BCS
$95B
$20K ﹤0.01%
1,960
– –
ATRS
193
CALL
DELISTED
Antares Pharma, Inc.
ATRS
$15K ﹤0.01%
+100,000
New +$404K
ARDX icon
194
Ardelyx
ARDX
$1.2B
$14K ﹤0.01%
+10,745
New +$28.7K
RIG icon
195
CALL
Transocean
RIG
$5.71B
$13K ﹤0.01%
50,000
-100,000
-67% -$364K
BCS icon
196
CALL
Barclays
BCS
$95B
$1K ﹤0.01%
9,000
-20,000
-69% -$199K
DD icon
197
CALL
DuPont de Nemours
DD
$19.5B
$1K ﹤0.01%
+1,593
New +$148K
ABUS icon
198
Arbutus Biopharma
ABUS
$897M
– –
-12,339
Closed -$37K
ADPT icon
199
Adaptive Biotechnologies
ADPT
$3.75B
– –
-6,906
Closed -$282K
BABA icon
200
Alibaba
BABA
$304B
– –
-1,081
Closed -$245K
5 6 7
8
9

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TVAMP
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BCM
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MWA
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GWM
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TI
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JGUA
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Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.