SIG

Sargent Investment Group Portfolio holdings

AUM $740M
This Quarter Return
+9.79%
1 Year Return
+41.44%
3 Year Return
+107.47%
5 Year Return
+182.16%
10 Year Return
–
AUM
$419M
AUM Growth
+$419M
Cap. Flow
+$11M
Cap. Flow %
2.63%
Top 10 Hldgs %
38.94%
Holding
206
New
18
Increased
53
Reduced
65
Closed
7

Top Buys

1
IBM icon
IBM
IBM
$3.21M
2
DBRG icon
DigitalBridge
DBRG
$1.42M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
$1.41M
4
PLTR icon
Palantir
PLTR
$1.25M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
$1.14M

Top Sells

1
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
$755K
2
IHIT
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$468K
3
UBSI icon
United Bankshares
UBSI
$464K
4
BX icon
Blackstone
BX
$452K
5
XYZ
Block, Inc.
XYZ
$451K

Sector Composition

1 Technology 28.99%
2 Healthcare 18.59%
3 Financials 14.79%
4 Industrials 4.08%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FGD icon
176
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$865M
$229K 0.05%
8,812
-715
-8% -$18.6K
COP icon
177
ConocoPhillips
COP
$118B
$222K 0.05%
+3,645
New +$222K
FI icon
178
Fiserv
FI
$74.3B
$220K 0.05%
2,055
-75
-4% -$8.03K
VTHR icon
179
Vanguard Russell 3000 ETF
VTHR
$3.52B
$220K 0.05%
1,105
-160
-13% -$31.9K
DEO icon
180
Diageo
DEO
$61.2B
$212K 0.05%
+1,106
New +$212K
BIIB icon
181
Biogen
BIIB
$20.5B
$208K 0.05%
+600
New +$208K
AMT icon
182
American Tower
AMT
$91.9B
$207K 0.05%
+765
New +$207K
ITCI
183
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$207K 0.05%
+5,073
New +$207K
MCD icon
184
McDonald's
MCD
$226B
$200K 0.05%
+868
New +$200K
NAGE
185
Niagen Bioscience, Inc. Common Stock
NAGE
$771M
$197K 0.05%
20,000
– –
GBDC icon
186
Golub Capital BDC
GBDC
$3.91B
$173K 0.04%
11,250
– –
IHIT
187
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$170K 0.04%
17,427
-48,015
-73% -$468K
DB icon
188
Deutsche Bank
DB
$67B
$131K 0.03%
10,000
– –
RRD
189
DELISTED
RR Donnelley & Sons Co.
RRD
$85K 0.02%
+13,500
New +$85K
TCRT icon
190
Alaunos Therapeutics
TCRT
$4.51M
$79K 0.02%
200
-33
-14% -$13K
SIRI icon
191
SiriusXM
SIRI
$7.78B
$75K 0.02%
+1,147
New +$75K
MCF
192
DELISTED
Contango Oil & Gas Co.
MCF
$43K 0.01%
+10,000
New +$43K
BSGM icon
193
BioSig Technologies, Inc. Common Stock
BSGM
$167M
$39K 0.01%
1,000
– –
ABUS icon
194
Arbutus Biopharma
ABUS
$753M
$37K 0.01%
+12,339
New +$37K
TEVA icon
195
Teva Pharmaceuticals
TEVA
$21.5B
$25K 0.01%
+2,550
New +$25K
VATE icon
196
INNOVATE Corp
VATE
$75.5M
$20K ﹤0.01%
+500
New +$20K
BCS icon
197
Barclays
BCS
$69B
$19K ﹤0.01%
1,960
+960
+96% +$9.31K
RIG icon
198
Transocean
RIG
$2.82B
– –
0
– –
SPLV icon
199
Invesco S&P 500 Low Volatility ETF
SPLV
$7.97B
– –
-4,575
Closed -$266K
ARDX icon
200
Ardelyx
ARDX
$1.57B
– –
-10,204
Closed -$68K
5 6 7
8
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