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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
+9.91%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$380M
AUM Growth
+$63M
Cap. Flow
+$48.6M
Cap. Flow %
12.79%
Top 10 Hldgs %
38.75%
Holding
207
New
19
Increased
80
Reduced
56
Closed
10

Top Buys

Rank Stock Value
1
CTLP
Cantaloupe
CTLP
+$17.4M
2
DBRG icon
DigitalBridge
DBRG
+$3.33M
3
XRX icon
Xerox
XRX
+$2.13M
4
PBW icon
Invesco WilderHill Clean Energy ETF
PBW
+$1.81M
5
BNL icon
Broadstone Net Lease
BNL
+$1.46M

Top Sells

Rank Stock Value
1
MITK icon
Mitek Systems
MITK
+$2.2M
2
IHIT
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
+$1.09M
3
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$830K
4
BX icon
Blackstone
BX
+$582K
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$527K

Sector Composition

Rank Sector Weight
1 Technology 28.08%
2 Healthcare 19.18%
3 Financials 13.89%
4 Industrials 5.29%
5 Consumer Discretionary 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
176
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$222K 0.06%
2,646
– –
BFS
177
Saul Centers
BFS
$832M
$221K 0.06%
+5,519
New +$196K
META icon
178
Meta Platforms (Facebook)
META
$1.51T
$219K 0.06%
744
-1,189
-62% -$320K
AMGN icon
179
Amgen
AMGN
$222B
$211K 0.06%
+850
New +$203K
BABA icon
180
Alibaba
BABA
$307B
$210K 0.06%
928
– –
IHTA
181
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$210K 0.06%
21,705
-37,000
-63% -$345K
ILMN icon
182
Illumina
ILMN
$28.4B
$208K 0.05%
+557
New +$227K
NAGE
183
Niagen Bioscience
NAGE
$242M
$187K 0.05%
20,000
– –
GBDC icon
184
Golub Capital BDC
GBDC
$3.42B
$164K 0.04%
+11,250
New +$165K
TCRT icon
185
Alaunos Therapeutics
TCRT
$4.76M
$126K 0.03%
233
-357
-61% -$222K
IBM icon
186
CALL
IBM
IBM
$223B
$123K 0.03%
55,438
+50,208
+960% +$6.01M
DB icon
187
Deutsche Bank
DB
$71.6B
$120K 0.03%
10,000
– –
ARDX icon
188
Ardelyx
ARDX
$996M
$68K 0.02%
10,204
+27
+0.3% +$185
TEVA icon
189
CALL
Teva Pharmaceuticals
TEVA
$41.1B
$55K 0.01%
+150,000
New +$1.72M
STEX
190
Streamex Corp
STEX
$81.4M
$43K 0.01%
1,000
– –
OLED icon
191
CALL
Universal Display
OLED
$4.16B
$42K 0.01%
+5,000
New +$1.15M
RRD
192
CALL
DELISTED
RR Donnelley & Sons Co.
RRD
$35K 0.01%
+50,000
New +$158K
BCS icon
193
CALL
Barclays
BCS
$94.1B
$24K 0.01%
15,000
+5,000
+50% +$43.8K
NVAX icon
194
CALL
Novavax
NVAX
$1.31B
$18K ﹤0.01%
+1,000
New +$199K
ATRS
195
CALL
DELISTED
Antares Pharma, Inc.
ATRS
$18K ﹤0.01%
200,000
– –
BCS icon
196
Barclays
BCS
$94.1B
$10K ﹤0.01%
1,000
– –
UPS icon
197
CALL
United Parcel Service
UPS
$89.4B
$3K ﹤0.01%
1,000
– –
CROX icon
198
CALL
Crocs
CROX
$6.61B
– –
-10,000
Closed -$129K
DD icon
199
CALL
DuPont de Nemours
DD
$19.2B
– –
-797
Closed -$7K
DNLI icon
200
Denali Therapeutics
DNLI
$3.9B
– –
-2,621
Closed -$220K
5 6 7
8
9

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Sargent Investment Group's Q1 2021 Portfolio in Review

As of Q1 2021, Sargent Investment Group held 207 positions worth $380M, up 20% from $317M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sargent Investment Group deployed $48.6M of net new capital in Q1 2021, opening 19 new positions and adding to 80 existing holdings. Its largest new stake was Cantaloupe: 1,645,958 shares worth $19.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Mitek Systems, an estimated $2.2M trimmed.

  • Sargent Investment Group's largest Q1 2021 buy was Cantaloupe: 1,645,958 shares worth $19.3M.
  • Sargent Investment Group added most to DigitalBridge in Q1 2021, an estimated $3.33M increase.
  • Sargent Investment Group's biggest Q1 2021 reduction was Mitek Systems, cutting an estimated $2.2M.
  • Sargent Investment Group fully exited Eaton Vance Municipal Income 2028 Term Trust in Q1 2021, selling an estimated $486K.
  • Sargent Investment Group's ten largest holdings make up 39% of its $380M portfolio in Q1 2021.
  • Sargent Investment Group opened 19 new positions and closed 10 in Q1 2021.
  • Sargent Investment Group's portfolio value rose 20% quarter-over-quarter to $380M.

Based on Sargent Investment Group's 13F filing for Q1 2021, filed 4 May 2021.