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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
151
Meta Platforms (Facebook)
META
$1.5T
$310K 0.08%
914
+170
+23% +$61.2K
AMT icon
152
American Tower
AMT
$79.8B
$296K 0.07%
1,115
+350
+46% +$99.8K
MDLZ icon
153
Mondelez International
MDLZ
$80.1B
$294K 0.07%
5,052
-2,140
-30% -$133K
FXO icon
154
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$284K 0.07%
6,410
– –
PALI icon
155
Palisade Bio
PALI
$363M
$278K 0.07%
+140
New +$309K
DE icon
156
Deere & Co
DE
$166B
$277K 0.07%
828
– –
DD icon
157
DuPont de Nemours
DD
$19.5B
$269K 0.07%
3,153
-199
-6% -$18.4K
FOF icon
158
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$260K 0.06%
19,085
-17,565
-48% -$255K
IRDM icon
159
Iridium Communications
IRDM
$5.12B
$259K 0.06%
6,500
– –
T icon
160
AT&T
T
$162B
$257K 0.06%
12,595
-15,981
-56% -$336K
GM icon
161
General Motors
GM
$76.3B
$248K 0.06%
4,700
-350
-7% -$18.6K
BALL icon
162
Ball Corp
BALL
$16.7B
$247K 0.06%
2,750
-600
-18% -$53.2K
COP icon
163
ConocoPhillips
COP
$140B
$247K 0.06%
3,645
– –
TPVG icon
164
TriplePoint Venture Growth BDC
TPVG
$212M
$246K 0.06%
15,500
-5,000
-24% -$78.3K
BFS
165
Saul Centers
BFS
$829M
$241K 0.06%
5,475
-44
-0.8% -$1.98K
ADP icon
166
Automatic Data Processing
ADP
$109B
$240K 0.06%
1,200
– –
MA icon
167
Mastercard
MA
$505B
$237K 0.06%
681
-150
-18% -$54.5K
XLY icon
168
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$237K 0.06%
2,646
– –
ICE icon
169
Intercontinental Exchange
ICE
$84.1B
$234K 0.06%
2,042
– –
VIG icon
170
Vanguard Dividend Appreciation ETF
VIG
$114B
$231K 0.06%
+1,501
New +$239K
SLRC icon
171
SLR Investment Corp
SLRC
$705M
$226K 0.05%
11,800
-29,000
-71% -$553K
FISV
172
Fiserv Inc
FISV
$28.9B
$223K 0.05%
2,055
– –
ZBH icon
173
Zimmer Biomet
ZBH
$18.5B
$222K 0.05%
1,561
– –
ITCI
174
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$221K 0.05%
5,923
+850
+17% +$29.5K
VTHR icon
175
Vanguard Russell 3000 ETF
VTHR
$4.81B
$219K 0.05%
1,105
– –
5 6
7
8 9

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OM
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CFS
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TVAMP
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BCM
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MWA
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GWM
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TI
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JGUA
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Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.