We are live on ! Find out more
SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$223M
AUM Growth
+$3.7M
Cap. Flow
+$5.18M
Cap. Flow %
2.33%
Top 10 Hldgs %
38.82%
Holding
156
New
13
Increased
62
Reduced
41
Closed
18

Top Buys

Rank Stock Value
1
ABT icon
Abbott
ABT
+$4.24M
2
DEA
Easterly Government Properties
DEA
+$1.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$1.52M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.48M
5
ARCC icon
Ares Capital
ARCC
+$1.44M

Top Sells

Rank Stock Value
1
CTLP
Cantaloupe
CTLP
+$8.21M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.1M
3
UBSI icon
United Bankshares
UBSI
+$2.08M
4
JNJ icon
Johnson & Johnson
JNJ
+$1.14M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 19.38%
2 Financials 19.07%
3 Healthcare 18.89%
4 Consumer Discretionary 5.58%
5 Industrials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTMC icon
151
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
– –
-34,630
Closed -$1.01M
SPY icon
152
State Street SPDR S&P 500 ETF Trust
SPY
$806B
– –
-2,632
Closed -$771K
NAGE
153
Niagen Bioscience
NAGE
$281M
– –
-102,000
Closed -$474K
VIVE
154
DELISTED
VIVEVE MED INC
VIVE
– –
-10
Closed -$4K
OAK
155
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-6,635
Closed -$329K
3 4 5 6
7

Similar funds

OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return
CFS
Cannon Financial Strategists Athens, Georgia $761M AUM 18.73% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return
BCM
Boxer Capital Management San Diego, California $762M AUM 1,125.36% 1-Year Est. Return
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
GWM
Gibbs Wealth Management Alpharetta, Georgia $762M AUM 18.55% 1-Year Est. Return
TI
Think Investments San Francisco, California $762M AUM 33.1% 1-Year Est. Return
PMWMG
Parr McKnight Wealth Management Group Minneapolis, Minnesota $763M AUM 13.49% 1-Year Est. Return

Sargent Investment Group's Q3 2019 Portfolio in Review

As of Q3 2019, Sargent Investment Group held 156 positions worth $223M, up 1.7% from $219M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Sargent Investment Group's Q3 2019 filing shows 13 new, 62 increased, 41 reduced and 18 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 28,465 shares worth $1.48M. The largest sale was Cantaloupe, an estimated $8.21M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 25% a quarter earlier, followed by Financials and Healthcare.

  • Sargent Investment Group's largest Q3 2019 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 28,465 shares worth $1.48M.
  • Sargent Investment Group added most to Abbott in Q3 2019, an estimated $4.24M increase.
  • Sargent Investment Group's biggest Q3 2019 reduction was United Bankshares, cutting an estimated $2.08M.
  • Sargent Investment Group fully exited Cantaloupe in Q3 2019, selling an estimated $8.21M.
  • Sargent Investment Group's ten largest holdings make up 39% of its $223M portfolio in Q3 2019.
  • Sargent Investment Group opened 13 new positions and closed 18 in Q3 2019.
  • Sargent Investment Group's portfolio value rose 1.7% quarter-over-quarter to $223M.

Based on Sargent Investment Group's 13F filing for Q3 2019, filed 29 Oct 2019.