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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
101
Walt Disney
DIS
$182B
$659K 0.16%
3,893
-17
-0.4% -$3.03K
BMY icon
102
Bristol-Myers Squibb
BMY
$131B
$648K 0.16%
10,947
+335
+3% +$22.1K
CNBS icon
103
Amplify Seymour Cannabis ETF
CNBS
$72.2M
$612K 0.15%
2,643
-105
-4% -$27.4K
PFE icon
104
Pfizer
PFE
$149B
$612K 0.15%
14,231
-1,000
-7% -$44.3K
APA icon
105
APA Corp
APA
$12.9B
$600K 0.15%
28,000
– –
CAT icon
106
Caterpillar
CAT
$395B
$600K 0.15%
3,125
+703
+29% +$146K
UPS icon
107
United Parcel Service
UPS
$87.7B
$581K 0.14%
3,188
+71
+2% +$14K
LLY icon
108
Eli Lilly
LLY
$1.06T
$561K 0.14%
2,429
– –
FUN icon
109
Cedar Fair
FUN
$1.61B
$560K 0.14%
12,070
– –
KMI icon
110
Kinder Morgan
KMI
$69.7B
$545K 0.13%
32,591
+3,625
+13% +$61.6K
FCX icon
111
Freeport-McMoran
FCX
$95.5B
$538K 0.13%
16,548
-400
-2% -$14.1K
AY
112
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$522K 0.13%
15,140
+1,070
+8% +$40.5K
TJX icon
113
TJX Companies
TJX
$179B
$513K 0.12%
7,780
+1,405
+22% +$98.1K
DOW icon
114
Dow Inc
DOW
$21.9B
$504K 0.12%
8,753
-284
-3% -$17.4K
UBSI icon
115
United Bankshares
UBSI
$6.65B
$500K 0.12%
13,745
-1,045
-7% -$36.5K
HSIC icon
116
Henry Schein
HSIC
$9.83B
$499K 0.12%
6,550
– –
EPD icon
117
Enterprise Products Partners
EPD
$82.3B
$496K 0.12%
22,926
-2,000
-8% -$45.4K
MRNA icon
118
Moderna
MRNA
$21.5B
$489K 0.12%
1,270
-80
-6% -$29.5K
CGRN
119
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$481K 0.12%
100,075
-3,000
-3% -$14K
CSCO icon
120
Cisco
CSCO
$476B
$476K 0.12%
8,737
-30
-0.3% -$1.68K
KO icon
121
Coca-Cola
KO
$374B
$475K 0.12%
9,052
+2,169
+32% +$121K
PB icon
122
Prosperity Bancshares
PB
$8.88B
$465K 0.11%
6,535
– –
GS icon
123
Goldman Sachs
GS
$301B
$463K 0.11%
1,225
+200
+20% +$78.1K
TSM icon
124
TSMC
TSM
$2.17T
$463K 0.11%
4,150
– –
FEX icon
125
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$462K 0.11%
5,415
– –
3 4
5
6 7

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OM
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CFS
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TVAMP
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BCM
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MWA
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GWM
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TI
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JGUA
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Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.