We are live on ! Find out more
SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
+9.87%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$275M
AUM Growth
+$8.62M
Cap. Flow
-$8.57M
Cap. Flow %
-3.12%
Top 10 Hldgs %
40.68%
Holding
167
New
20
Increased
53
Reduced
66
Closed
1

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$1.52M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$782K
3
SHOP icon
Shopify
SHOP
+$550K
4
IRM icon
Iron Mountain
IRM
+$473K
5
AVGO icon
Broadcom
AVGO
+$375K

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$8.49M
2
NVAX icon
Novavax
NVAX
+$1.6M
3
AAPL icon
Apple
AAPL
+$1.47M
4
META icon
Meta Platforms (Facebook)
META
+$1.26M
5
CG icon
Carlyle Group
CG
+$937K

Sector Composition

Rank Sector Weight
1 Technology 26.75%
2 Healthcare 19.88%
3 Financials 13.62%
4 Real Estate 4%
5 Industrials 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
101
Coca-Cola
KO
$375B
$477K 0.17%
9,653
-1,207
-11% -$58K
FOF icon
102
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$476K 0.17%
42,825
-1,800
-4% -$20.3K
MAR icon
103
Marriott International
MAR
$92.3B
$475K 0.17%
5,128
– –
CFA icon
104
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$452K 0.16%
8,342
-698
-8% -$37.5K
JMBS icon
105
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
$450K 0.16%
8,390
– –
C icon
106
Citigroup
C
$226B
$438K 0.16%
10,157
+628
+7% +$31.3K
ETX
107
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$437K 0.16%
20,745
– –
AXP icon
108
American Express
AXP
$230B
$425K 0.15%
4,239
+30
+0.7% +$2.95K
T icon
109
AT&T
T
$163B
$409K 0.15%
18,974
-7,350
-28% -$164K
AVGO icon
110
Broadcom
AVGO
$2.04T
$408K 0.15%
+11,190
New +$375K
XBI icon
111
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$394K 0.14%
3,540
-300
-8% -$33.6K
DHR icon
112
Danaher
DHR
$144B
$386K 0.14%
2,023
+354
+21% +$63K
HSIC icon
113
Henry Schein
HSIC
$9.82B
$385K 0.14%
6,550
-1,280
-16% -$82.1K
CVS icon
114
CVS Health
CVS
$122B
$362K 0.13%
6,201
+1,469
+31% +$91.4K
TSM icon
115
TSMC
TSM
$2.18T
$345K 0.13%
4,250
-303
-7% -$23K
FEX icon
116
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$342K 0.12%
5,415
– –
LLY icon
117
Eli Lilly
LLY
$1.06T
$340K 0.12%
2,299
+200
+10% +$31K
PB icon
118
Prosperity Bancshares
PB
$8.86B
$339K 0.12%
6,535
-5,130
-44% -$281K
MDLZ icon
119
Mondelez International
MDLZ
$79.9B
$333K 0.12%
5,792
+840
+17% +$46.8K
GLW icon
120
Corning
GLW
$143B
$332K 0.12%
10,235
-1,500
-13% -$46.4K
THW
121
abrdn World Healthcare Fund
THW
$551M
$330K 0.12%
23,000
– –
FUN icon
122
Cedar Fair
FUN
$1.67B
$325K 0.12%
11,570
– –
UPS icon
123
United Parcel Service
UPS
$88.9B
$325K 0.12%
+1,948
New +$284K
EZM icon
124
WisdomTree US MidCap Fund
EZM
$956M
$320K 0.12%
9,345
-2,170
-19% -$74.7K
EMR icon
125
Emerson Electric
EMR
$88.3B
$314K 0.11%
4,787
+970
+25% +$63.9K
3 4
5
6 7

Similar funds

OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return
BCM
Boxer Capital Management San Diego, California $762M AUM 1,125.36% 1-Year Est. Return
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
GWM
Gibbs Wealth Management Alpharetta, Georgia $762M AUM 18.55% 1-Year Est. Return
TI
Think Investments San Francisco, California $762M AUM 33.1% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return

Sargent Investment Group's Q3 2020 Portfolio in Review

As of Q3 2020, Sargent Investment Group held 167 positions worth $275M, up 3.2% from $266M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sargent Investment Group withdrew a net $8.57M in Q3 2020, closing 1 position and reducing 66 holdings. Its most notable exit was Automatic Data Processing, an estimated $257K position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sargent Investment Group opened a new position in Carrier Global worth $1.64M.

  • Sargent Investment Group's largest Q3 2020 buy was Carrier Global: 53,589 shares worth $1.64M.
  • Sargent Investment Group added most to Iron Mountain in Q3 2020, an estimated $473K increase.
  • Sargent Investment Group's biggest Q3 2020 reduction was Amazon, cutting an estimated $8.49M.
  • Sargent Investment Group fully exited Automatic Data Processing in Q3 2020, selling an estimated $257K.
  • Sargent Investment Group's ten largest holdings make up 41% of its $275M portfolio in Q3 2020.
  • Sargent Investment Group opened 20 new positions and closed 1 in Q3 2020.
  • Sargent Investment Group's portfolio value rose 3.2% quarter-over-quarter to $275M.

Based on Sargent Investment Group's 13F filing for Q3 2020, filed 12 Nov 2020.