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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
76
Zoetis
ZTS
$30.7B
$878K 0.21%
4,523
– –
MAR icon
77
Marriott International
MAR
$93.2B
$872K 0.21%
5,888
+435
+8% +$60.7K
BAC icon
78
Bank of America
BAC
$440B
$860K 0.21%
20,268
+245
+1% +$9.87K
UNH icon
79
UnitedHealth
UNH
$370B
$857K 0.21%
2,193
+33
+2% +$13.7K
TSLA icon
80
Tesla
TSLA
$1.3T
$845K 0.21%
3,270
-78
-2% -$18.4K
XOM icon
81
ExxonMobil
XOM
$635B
$845K 0.21%
14,363
-764
-5% -$43.5K
ERII icon
82
Energy Recovery
ERII
$442M
$838K 0.2%
44,020
+28,345
+181% +$576K
FV icon
83
First Trust Dorsey Wright Focus 5 ETF
FV
$3.76B
$826K 0.2%
18,043
-1,500
-8% -$70.9K
SOXX icon
84
iShares Semiconductor ETF
SOXX
$48.4B
$825K 0.2%
5,550
– –
CVS icon
85
CVS Health
CVS
$122B
$813K 0.2%
9,582
-1,150
-11% -$96.3K
PYPL icon
86
PayPal
PYPL
$50.5B
$807K 0.2%
3,100
+500
+19% +$142K
NKE icon
87
Nike
NKE
$62.1B
$803K 0.2%
5,531
-218
-4% -$35.5K
ABBV icon
88
AbbVie
ABBV
$432B
$782K 0.19%
7,248
+171
+2% +$19.5K
C icon
89
Citigroup
C
$225B
$778K 0.19%
11,082
-186
-2% -$13K
EMR icon
90
Emerson Electric
EMR
$88.2B
$770K 0.19%
8,179
– –
AXP icon
91
American Express
AXP
$230B
$768K 0.19%
4,584
– –
INTC icon
92
Intel
INTC
$509B
$763K 0.19%
14,315
-100
-0.7% -$5.42K
VZ icon
93
Verizon
VZ
$195B
$763K 0.19%
14,135
-23
-0.2% -$1.27K
GLDM icon
94
SPDR Gold MiniShares Trust
GLDM
$29.5B
$760K 0.18%
21,772
-38,611
-64% -$1.37M
CHRS icon
95
Coherus Oncology
CHRS
$210M
$748K 0.18%
46,540
-51,195
-52% -$750K
MRK icon
96
Merck
MRK
$317B
$735K 0.18%
9,788
+60
+0.6% +$4.56K
BAX icon
97
Baxter International
BAX
$14.1B
$730K 0.18%
9,082
– –
IYW icon
98
iShares US Technology ETF
IYW
$25.1B
$703K 0.17%
6,940
– –
UNP icon
99
Union Pacific
UNP
$176B
$664K 0.16%
3,388
-12
-0.4% -$2.59K
MMM icon
100
3M
MMM
$94.3B
$662K 0.16%
4,510
-11
-0.2% -$1.78K
2 3
4
5 6

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BCM
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Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.