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SIG

Sargent Investment Group Portfolio holdings

AUM $759M
1-Year Est. Return 28.58%
This Fund
S&P 500
This Quarter Est. Return
-1.25%
1 Year Est. Return
+28.58%
3 Year Est. Return
+104.74%
5 Year Est. Return
+107.13%
10 Year Est. Return
–
AUM
$412M
AUM Growth
-$9.71M
Cap. Flow
+$8.62M
Cap. Flow %
2.09%
Top 10 Hldgs %
37.74%
Holding
220
New
8
Increased
64
Reduced
72
Closed
23

Top Buys

Rank Stock Value
1
CARR icon
Carrier Global
CARR
+$2.21M
2
AKTS
Akoustis Technologies Inc
AKTS
+$1.64M
3
XRX icon
Xerox
XRX
+$1.51M
4
PLTR icon
Palantir
PLTR
+$1.41M
5
ASPN icon
Aspen Aerogels
ASPN
+$1.01M

Top Sells

Rank Stock Value
1
EXEL icon
Exelixis
EXEL
+$5.1M
2
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
3
WMT icon
Walmart Inc
WMT
+$876K
4
CDMO
Avid Bioservices, Inc. Common Stock
CDMO
+$865K
5
CHRS icon
Coherus Oncology
CHRS
+$750K

Sector Composition

Rank Sector Weight
1 Technology 28.33%
2 Healthcare 16.62%
3 Financials 14.87%
4 Industrials 6.22%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
51
Ford
F
$55B
$1.65M 0.4%
116,477
+10,752
+10% +$146K
WMT icon
52
Walmart Inc
WMT
$892B
$1.63M 0.4%
35,082
-18,180
-34% -$876K
QCOM icon
53
Qualcomm
QCOM
$168B
$1.5M 0.36%
11,648
+1,606
+16% +$228K
GDV icon
54
Gabelli Dividend & Income Trust
GDV
$2.64B
$1.46M 0.36%
56,750
-3,000
-5% -$79.5K
LPSN icon
55
LivePerson
LPSN
$27.3M
$1.41M 0.34%
1,595
+24
+2% +$22.7K
NOC icon
56
Northrop Grumman
NOC
$80.7B
$1.37M 0.33%
3,800
– –
LMBS icon
57
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$1.26M 0.31%
24,990
+1,500
+6% +$76.1K
PEP icon
58
PepsiCo
PEP
$189B
$1.23M 0.3%
8,197
-270
-3% -$41.8K
ORCL icon
59
Oracle
ORCL
$413B
$1.17M 0.28%
13,458
-765
-5% -$67.6K
BA icon
60
Boeing
BA
$184B
$1.17M 0.28%
5,324
-100
-2% -$22.3K
CRM icon
61
Salesforce
CRM
$153B
$1.17M 0.28%
4,300
– –
FDL icon
62
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$1.16M 0.28%
35,245
-4,917
-12% -$165K
ADBE icon
63
Adobe
ADBE
$103B
$1.13M 0.27%
1,960
– –
MDWD icon
64
MediWound
MDWD
$184M
$1.11M 0.27%
47,679
– –
WASH icon
65
Washington Trust Bancorp
WASH
$745M
$1.03M 0.25%
19,450
– –
SBUX icon
66
Starbucks
SBUX
$120B
$1.02M 0.25%
9,215
-20
-0.2% -$2.34K
INTU icon
67
Intuit
INTU
$88.1B
$1.01M 0.25%
1,880
– –
ABT icon
68
Abbott
ABT
$187B
$1.01M 0.25%
8,562
-1,219
-12% -$150K
STWD icon
69
Starwood Property Trust
STWD
$5.91B
$1M 0.24%
41,086
+10,395
+34% +$266K
DHR icon
70
Danaher
DHR
$141B
$954K 0.23%
3,536
-733
-17% -$200K
MAT icon
71
Mattel
MAT
$4.21B
$904K 0.22%
48,700
+16,200
+50% +$336K
FXL icon
72
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$899K 0.22%
7,320
-500
-6% -$62.8K
CVX icon
73
Chevron
CVX
$371B
$892K 0.22%
8,793
-2,125
-19% -$212K
SHOP icon
74
Shopify
SHOP
$191B
$891K 0.22%
6,570
– –
V icon
75
Visa
V
$692B
$889K 0.22%
3,989
+538
+16% +$126K
1 2
3
4 5

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OM
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CFS
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TVAMP
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BCM
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MWA
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GWM
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TI
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JGUA
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Sargent Investment Group's Q3 2021 Portfolio in Review

As of Q3 2021, Sargent Investment Group held 220 positions worth $412M, down 2.3% from $421M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sargent Investment Group's Q3 2021 filing shows 8 new, 64 increased, 72 reduced and 23 closed positions. Its largest new stake was iShares Global Clean Energy ETF: 16,515 shares worth $358K. The largest sale was Exelixis, an estimated $5.1M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Financials.

  • Sargent Investment Group's largest Q3 2021 buy was iShares Global Clean Energy ETF: 16,515 shares worth $358K.
  • Sargent Investment Group added most to Carrier Global in Q3 2021, an estimated $2.21M increase.
  • Sargent Investment Group's biggest Q3 2021 reduction was Exelixis, cutting an estimated $5.1M.
  • Sargent Investment Group fully exited VictoryShares US 500 Volatility Wtd ETF in Q3 2021, selling an estimated $483K.
  • Sargent Investment Group's ten largest holdings make up 38% of its $412M portfolio in Q3 2021.
  • Sargent Investment Group opened 8 new positions and closed 23 in Q3 2021.
  • Sargent Investment Group's portfolio value fell 2.3% quarter-over-quarter to $412M.

Based on Sargent Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.